First Allied Asset Management’s iShares Floating Rate Bond ETF FLOT Stock Holding History

First Allied Asset Management’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-7,966	Closed	-$399K	–	200
2014 Q4	$399K	Sell	7,966 -307	-4%	-$15.6K	0.06%	152
2014 Q3	$418K	Buy	+8,273	New	+$420K	0.06%	171
2014 Q2	–	Sell	-18,323	Closed	-$928K	–	191
2014 Q1	$928K	Buy	18,323 +5,519	+43%	+$280K	0.13%	120
2013 Q4	$653K	Buy	12,804 +1,653	+15%	+$83.8K	0.09%	135
2013 Q3	$568K	Sell	11,151 -21,570	-66%	-$1.09M	0.09%	135
2013 Q2	$1.67M	Buy	+32,721	New	+$1.66M	0.24%	105

Other funds holding FLOT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AUIM

Aegon USA Investment Management Cedar Rapids, Iowa $140M AUM 12.2% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

WCM

Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

First Allied Asset Management's FLOT Position: Q1 2015 in Review

First Allied Asset Management sold out of iShares Floating Rate Bond ETF (FLOT) in Q1 2015, closing a stake of 7,966 shares — an estimated $399K sold.

First Allied Asset Management first reported a position in FLOT in Q2 2013 and held it in 6 quarters. The position peaked at $1.67M in Q2 2013. 214 funds tracked by Wall St. Rank hold FLOT as of Q1 2015.

First Allied Asset Management reported no remaining iShares Floating Rate Bond ETF position as of Q1 2015 after selling out during the quarter.
First Allied Asset Management sold 7,966 iShares Floating Rate Bond ETF shares in Q1 2015, an estimated $399K.
First Allied Asset Management first reported a position in iShares Floating Rate Bond ETF in Q2 2013 and held it in 6 quarters.
First Allied Asset Management's iShares Floating Rate Bond ETF position peaked at $1.67M in Q2 2013.
214 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q1 2015.

Based on First Allied Asset Management's 13F filing for Q1 2015, filed 15 May 2015.