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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$718M
AUM Growth
-$25.5M
Cap. Flow
-$48.2M
Cap. Flow %
-6.71%
Top 10 Hldgs %
20.15%
Holding
250
New
35
Increased
49
Reduced
88
Closed
69

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$10.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.4M
3
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$8.65M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$7.61M
5
WDR
Waddell & Reed Financial, Inc.
WDR
+$7.53M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$11.3M
2
VZ icon
Verizon
VZ
+$9.28M
3
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$8.13M
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$8.01M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$7.92M

Sector Composition

Rank Sector Weight
1 Technology 9.59%
2 Financials 7.4%
3 Industrials 6.11%
4 Consumer Staples 5.89%
5 Real Estate 5.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
176
BlackRock Corporate High Yield Fund
HYT
$1.36B
$116K 0.02%
10,137
– –
BBVA icon
177
Banco Bilbao Vizcaya Argentaria
BBVA
$154B
$100K 0.01%
10,978
-657
-6% -$6.69K
AEG icon
178
Aegon
AEG
$14B
$98K 0.01%
+19,683
New +$106K
ADI icon
179
Analog Devices
ADI
$179B
– –
-51,034
Closed -$2.55M
ARCC icon
180
Ares Capital
ARCC
$13.5B
– –
-372,474
Closed -$6.1M
BGR icon
181
BlackRock Energy and Resources Trust
BGR
$421M
– –
-266,786
Closed -$6.49M
BIV icon
182
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-2,884
Closed -$243K
BND icon
183
Vanguard Total Bond Market
BND
$157B
– –
-6,923
Closed -$564K
BNS icon
184
Scotiabank
BNS
$107B
– –
-112,626
Closed -$6.57M
BRK.B icon
185
Berkshire Hathaway Class B
BRK.B
$1.1T
– –
-1,455
Closed -$203K
BWX icon
186
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
– –
-45,114
Closed -$1.3M
COP icon
187
ConocoPhillips
COP
$147B
– –
-3,588
Closed -$270K
DEM icon
188
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
– –
-102,455
Closed -$4.9M
DINO icon
189
HF Sinclair
DINO
$16.3B
– –
-137,025
Closed -$6M
EEM icon
190
iShares MSCI Emerging Markets ETF
EEM
$28.8B
– –
-16,851
Closed -$700K
ELD icon
191
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
– –
-252,789
Closed -$11.3M
EMB icon
192
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-29,856
Closed -$3.23M
EMCB icon
193
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.5M
– –
-26,047
Closed -$1.99M
EWG icon
194
iShares MSCI Germany ETF
EWG
$1.59B
– –
-286,367
Closed -$7.92M
EWH icon
195
iShares MSCI Hong Kong ETF
EWH
$1.24B
– –
-396,909
Closed -$8.13M
FLR icon
196
Fluor
FLR
$7.01B
– –
-44,926
Closed -$3.05M
GGME icon
197
Invesco Next Gen Media and Gaming ETF
GGME
$44.1M
– –
-291,899
Closed -$7.23M
GOOG icon
198
Alphabet (Google) Class C
GOOG
$4.36T
– –
-9,285
Closed -$293K
HDGE icon
199
AdvisorShares Ranger Equity Bear ETF
HDGE
$60M
– –
-15,506
Closed -$1.85M
HIG icon
200
Hartford Financial Services
HIG
$38.9B
– –
-92,873
Closed -$3.42M
6 7
8
9 10

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SAG
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ICM
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GIM
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FAM
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PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

First Allied Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, First Allied Asset Management held 250 positions worth $718M, down 3.4% from $744M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Asset Management withdrew a net $48.2M in Q4 2014, closing 69 positions and reducing 88 holdings. Its most notable exit was WisdomTree Emerging Markets Local Debt Fund, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 9.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, First Allied Asset Management opened a new position in iShares Core US Aggregate Bond ETF worth $10.5M.

  • First Allied Asset Management's largest Q4 2014 buy was iShares Core US Aggregate Bond ETF: 94,955 shares worth $10.5M.
  • First Allied Asset Management added most to iShares S&P 100 ETF in Q4 2014, an estimated $10.8M increase.
  • First Allied Asset Management's biggest Q4 2014 reduction was SPDR Gold Trust, cutting an estimated $7.89M.
  • First Allied Asset Management fully exited WisdomTree Emerging Markets Local Debt Fund in Q4 2014, selling an estimated $11.3M.
  • First Allied Asset Management's ten largest holdings make up 20% of its $718M portfolio in Q4 2014.
  • First Allied Asset Management opened 35 new positions and closed 69 in Q4 2014.
  • First Allied Asset Management's portfolio value fell 3.4% quarter-over-quarter to $718M.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.