FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Quarter Est. Return
1 Year Est. Return
+9.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$718M
AUM Growth
-$25.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
252
New
Increased
Reduced
Closed

Top Buys

1
+$11M
2
+$10.5M
3
+$9.36M
4
WDR
Waddell & Reed Financial, Inc.
WDR
+$7.88M
5
VB icon
Vanguard Small-Cap ETF
VB
+$7.82M

Top Sells

1
+$11.3M
2
+$9.28M
3
+$8.13M
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$8.01M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$7.92M

Sector Composition

1 Technology 9.59%
2 Financials 7.4%
3 Industrials 6.11%
4 Consumer Staples 5.89%
5 Real Estate 5.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
176
BlackRock Corporate High Yield Fund
HYT
$1.45B
$116K 0.02%
10,137
BBVA icon
177
Banco Bilbao Vizcaya Argentaria
BBVA
$138B
$100K 0.01%
10,978
-657
AEG icon
178
Aegon
AEG
$11.6B
$98K 0.01%
+19,683
ADI icon
179
Analog Devices
ADI
$147B
– –
-51,034
ARCC icon
180
Ares Capital
ARCC
$15B
– –
-372,474
BGR icon
181
BlackRock Energy and Resources Trust
BGR
$375M
– –
-266,786
BIV icon
182
Vanguard Intermediate-Term Bond ETF
BIV
$27.1B
– –
-2,884
BND icon
183
Vanguard Total Bond Market
BND
$147B
– –
-6,923
BNS icon
184
Scotiabank
BNS
$90.8B
– –
-112,626
BRK.B icon
185
Berkshire Hathaway Class B
BRK.B
$1.06T
– –
-1,455
HIG icon
186
Hartford Financial Services
HIG
$36.1B
– –
-92,873
HYG icon
187
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$19.2B
– –
-11,865
IBM icon
188
IBM
IBM
$286B
– –
-35,404
IEMG icon
189
iShares Core MSCI Emerging Markets ETF
IEMG
$128B
– –
-4,134
MYY icon
190
ProShares Short MidCap400
MYY
$3.62M
– –
-25,515
NTAP icon
191
NetApp
NTAP
$20.6B
– –
-109,328
ACH
192
Accendra Health, Inc.
ACH
$195M
– –
-202,753
PGX icon
193
Invesco Preferred ETF
PGX
$4.04B
– –
-68,750
PIZ icon
194
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$558M
– –
-215,974
VCIT icon
195
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$59.6B
– –
-2,460
VZ icon
196
Verizon
VZ
$164B
– –
-186,388
WBA
197
DELISTED
Walgreens Boots Alliance
WBA
– –
-3,515
WELL icon
198
Welltower
WELL
$131B
– –
-49,405
BBBY
199
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-47,201
AET
200
DELISTED
Aetna Inc
AET
– –
-40,275
6 7
8
9 10