First Allied Asset Management’s Ares Capital ARCC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-372,474	Closed	-$6.1M	–	183
2014 Q3	$6.1M	Buy	372,474 +14,457	+4%	+$237K	0.82%	61
2014 Q2	$6.48M	Buy	358,017 +5,115	+1%	+$92.6K	0.95%	44
2014 Q1	$6.28M	Buy	352,902 +24	+0%	+$427	0.91%	45
2013 Q4	$6.34M	Buy	+352,878	New	+$6.34M	0.91%	43