First Allied Asset Management’s Ares Capital ARCC Stock Holding History

First Allied Asset Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-372,474	Closed	-$6.1M	–	183
2014 Q3	$6.1M	Buy	372,474 +14,457	+4%	+$244K	0.82%	61
2014 Q2	$6.48M	Buy	358,017 +5,115	+1%	+$87.9K	0.95%	44
2014 Q1	$6.28M	Buy	352,902 +24	+0%	+$428	0.91%	45
2013 Q4	$6.34M	Buy	+352,878	New	+$6.22M	0.91%	43

Other funds holding ARCC

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

First Allied Asset Management's ARCC Position: Q4 2014 in Review

First Allied Asset Management sold out of Ares Capital (ARCC) in Q4 2014, closing a stake of 372,474 shares — an estimated $6.1M sold.

First Allied Asset Management first reported a position in ARCC in Q4 2013 and held it in 4 quarters. The position peaked at $6.48M in Q2 2014. 347 funds tracked by Wall St. Rank hold ARCC as of Q4 2014.

First Allied Asset Management reported no remaining Ares Capital position as of Q4 2014 after selling out during the quarter.
First Allied Asset Management sold 372,474 Ares Capital shares in Q4 2014, an estimated $6.1M.
First Allied Asset Management first reported a position in Ares Capital in Q4 2013 and held it in 4 quarters.
First Allied Asset Management's Ares Capital position peaked at $6.48M in Q2 2014.
347 funds tracked by Wall St. Rank held Ares Capital as of Q4 2014.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.