First Allied Asset Management’s HF Sinclair DINO Stock Holding History

First Allied Asset Management’s Portfolio DINO Stock Details DINO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-137,025	Closed	-$6M	–	192
2014 Q3	$6M	Buy	137,025 +10,200	+8%	+$476K	0.81%	62
2014 Q2	$5.56M	Buy	126,825 +68,725	+118%	+$3.37M	0.82%	60
2014 Q1	$2.83M	Buy	58,100 +4,000	+7%	+$189K	0.41%	89
2013 Q4	$2.7M	Buy	+54,100	New	+$2.47M	0.39%	88

Other funds holding DINO

TCTC Holdings Dallas, Texas $3.51B AUM 30.71% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

First Allied Asset Management's DINO Position: Q4 2014 in Review

First Allied Asset Management sold out of HF Sinclair (DINO) in Q4 2014, closing a stake of 137,025 shares — an estimated $6M sold.

First Allied Asset Management first reported a position in DINO in Q4 2013 and held it in 4 quarters. The position peaked at $6M in Q3 2014. 423 funds tracked by Wall St. Rank hold DINO as of Q4 2014.

First Allied Asset Management reported no remaining HF Sinclair position as of Q4 2014 after selling out during the quarter.
First Allied Asset Management sold 137,025 HF Sinclair shares in Q4 2014, an estimated $6M.
First Allied Asset Management first reported a position in HF Sinclair in Q4 2013 and held it in 4 quarters.
First Allied Asset Management's HF Sinclair position peaked at $6M in Q3 2014.
423 funds tracked by Wall St. Rank held HF Sinclair as of Q4 2014.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.