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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$718M
AUM Growth
-$25.5M
Cap. Flow
-$48.2M
Cap. Flow %
-6.71%
Top 10 Hldgs %
20.15%
Holding
250
New
35
Increased
49
Reduced
88
Closed
69

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$10.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.4M
3
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$8.65M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$7.61M
5
WDR
Waddell & Reed Financial, Inc.
WDR
+$7.53M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$11.3M
2
VZ icon
Verizon
VZ
+$9.28M
3
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$8.13M
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$8.01M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$7.92M

Sector Composition

Rank Sector Weight
1 Technology 9.59%
2 Financials 7.4%
3 Industrials 6.11%
4 Consumer Staples 5.89%
5 Real Estate 5.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYRT
151
DELISTED
New York REIT, Inc.
NYRT
$439K 0.06%
4,159
+1,625
+64% +$177K
FLOT icon
152
iShares Floating Rate Bond ETF
FLOT
$10.2B
$399K 0.06%
7,966
-307
-4% -$15.6K
IWM icon
153
iShares Russell 2000 ETF
IWM
$79.8B
$397K 0.06%
3,314
-4,178
-56% -$478K
IWF icon
154
iShares Russell 1000 Growth ETF
IWF
$121B
$381K 0.05%
15,928
-10,596
-40% -$248K
IVV icon
155
iShares Core S&P 500 ETF
IVV
$878B
$377K 0.05%
1,825
-3,110
-63% -$630K
IEI icon
156
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$354K 0.05%
+2,893
New +$354K
HDV
157
iShares Core High Dividend ETF
HDV
$14.5B
$338K 0.05%
21,825
+4,825
+28% +$73.6K
DWX icon
158
State Street SPDR S&P International Dividend ETF
DWX
$529M
$336K 0.05%
8,000
– –
IWB icon
159
iShares Russell 1000 ETF
IWB
$48.2B
$333K 0.05%
2,898
-72
-2% -$8.07K
RTN
160
DELISTED
Raytheon Company
RTN
$317K 0.04%
2,917
-69
-2% -$7.12K
NVS icon
161
Novartis
NVS
$297B
$280K 0.04%
3,432
-245
-7% -$20.3K
RDS.B
162
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$274K 0.04%
3,837
-15
-0.4% -$1.08K
NTT
163
DELISTED
Nippon Telegraph & Telephone
NTT
$248K 0.03%
9,837
+965
+11% +$27.1K
KTF
164
DWS Municipal Income Trust
KTF
$346M
$241K 0.03%
18,050
– –
EFA icon
165
iShares MSCI EAFE ETF
EFA
$78B
$225K 0.03%
3,684
-1,167
-24% -$72.9K
IDV icon
166
iShares International Select Dividend ETF
IDV
$8.45B
$220K 0.03%
6,483
-2,850
-31% -$99.9K
VOD icon
167
Vodafone
VOD
$36.3B
$213K 0.03%
6,084
-463
-7% -$15.6K
SHW icon
168
Sherwin-Williams
SHW
$82.7B
$211K 0.03%
+2,355
New +$186K
UN
169
DELISTED
Unilever NV New York Registry Shares
UN
$211K 0.03%
+5,396
New +$211K
TRV icon
170
Travelers Companies
TRV
$78.1B
$208K 0.03%
+1,977
New +$200K
SHPG
171
DELISTED
Shire pic
SHPG
$205K 0.03%
1,000
+92
+10% +$19.5K
GE icon
172
GE Aerospace
GE
$374B
$202K 0.03%
1,652
-647
-28% -$79.6K
KEM
173
DELISTED
KEMET Corporation
KEM
$179K 0.02%
42,711
– –
NJ
174
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$172K 0.02%
10,592
+219
+2% +$3.56K
ING icon
175
ING
ING
$99.8B
$169K 0.02%
13,559
-37
-0.3% -$514
5 6
7
8 9

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SAG
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ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
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BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

First Allied Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, First Allied Asset Management held 250 positions worth $718M, down 3.4% from $744M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Asset Management withdrew a net $48.2M in Q4 2014, closing 69 positions and reducing 88 holdings. Its most notable exit was WisdomTree Emerging Markets Local Debt Fund, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 9.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, First Allied Asset Management opened a new position in iShares Core US Aggregate Bond ETF worth $10.5M.

  • First Allied Asset Management's largest Q4 2014 buy was iShares Core US Aggregate Bond ETF: 94,955 shares worth $10.5M.
  • First Allied Asset Management added most to iShares S&P 100 ETF in Q4 2014, an estimated $10.8M increase.
  • First Allied Asset Management's biggest Q4 2014 reduction was SPDR Gold Trust, cutting an estimated $7.89M.
  • First Allied Asset Management fully exited WisdomTree Emerging Markets Local Debt Fund in Q4 2014, selling an estimated $11.3M.
  • First Allied Asset Management's ten largest holdings make up 20% of its $718M portfolio in Q4 2014.
  • First Allied Asset Management opened 35 new positions and closed 69 in Q4 2014.
  • First Allied Asset Management's portfolio value fell 3.4% quarter-over-quarter to $718M.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.