FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Quarter Est. Return
1 Year Est. Return
+9.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$718M
AUM Growth
-$25.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
252
New
Increased
Reduced
Closed

Top Buys

1
+$11M
2
+$10.5M
3
+$9.36M
4
WDR
Waddell & Reed Financial, Inc.
WDR
+$7.88M
5
VB icon
Vanguard Small-Cap ETF
VB
+$7.82M

Top Sells

1
+$11.3M
2
+$9.28M
3
+$8.13M
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$8.01M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$7.92M

Sector Composition

1 Technology 9.59%
2 Financials 7.4%
3 Industrials 6.11%
4 Consumer Staples 5.89%
5 Real Estate 5.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYRT
151
DELISTED
New York REIT, Inc.
NYRT
$439K 0.06%
4,159
+1,625
FLOT icon
152
iShares Floating Rate Bond ETF
FLOT
$8.96B
$399K 0.06%
7,966
-307
IWM icon
153
iShares Russell 2000 ETF
IWM
$72.4B
$397K 0.06%
3,314
-4,178
IWF icon
154
iShares Russell 1000 Growth ETF
IWF
$125B
$381K 0.05%
3,982
-2,649
IVV icon
155
iShares Core S&P 500 ETF
IVV
$733B
$377K 0.05%
1,825
-3,110
IEI icon
156
iShares 3-7 Year Treasury Bond ETF
IEI
$17.6B
$354K 0.05%
+2,893
HDV icon
157
iShares Core High Dividend ETF
HDV
$11.8B
$338K 0.05%
4,365
+965
DWX icon
158
SPDR S&P International Dividend ETF
DWX
$497M
$336K 0.05%
8,000
IWB icon
159
iShares Russell 1000 ETF
IWB
$45.5B
$333K 0.05%
2,898
-72
RTN
160
DELISTED
Raytheon Company
RTN
$317K 0.04%
2,917
-69
NVS icon
161
Novartis
NVS
$257B
$280K 0.04%
3,432
-245
RDS.B
162
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$274K 0.04%
3,837
-15
NTT
163
DELISTED
Nippon Telegraph & Telephone
NTT
$248K 0.03%
9,837
+965
KTF
164
DWS Municipal Income Trust
KTF
$359M
$241K 0.03%
18,050
EFA icon
165
iShares MSCI EAFE ETF
EFA
$68.9B
$225K 0.03%
3,684
-1,167
IDV icon
166
iShares International Select Dividend ETF
IDV
$6.44B
$220K 0.03%
6,483
-2,850
VOD icon
167
Vodafone
VOD
$29.9B
$213K 0.03%
6,084
-463
SHW icon
168
Sherwin-Williams
SHW
$84.1B
$211K 0.03%
+2,355
UN
169
DELISTED
Unilever NV New York Registry Shares
UN
$211K 0.03%
+5,396
TRV icon
170
Travelers Companies
TRV
$63.4B
$208K 0.03%
+1,977
SHPG
171
DELISTED
Shire pic
SHPG
$205K 0.03%
1,000
+92
GE icon
172
GE Aerospace
GE
$304B
$202K 0.03%
1,652
-647
KEM
173
DELISTED
KEMET Corporation
KEM
$179K 0.02%
42,711
NJ
174
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$172K 0.02%
10,592
+219
ING icon
175
ING
ING
$76.5B
$169K 0.02%
13,559
-37
5 6
7
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