We are live on ! Find out more
FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+1.77%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$6.78M
Cap. Flow
-$16.6M
Cap. Flow %
-2.42%
Top 10 Hldgs %
22.41%
Holding
218
New
43
Increased
79
Reduced
41
Closed
48

Top Buys

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$13.1M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$12.9M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$11.4M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$8.32M

Top Sells

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$11M
2
VHT icon
Vanguard Health Care ETF
VHT
+$9.02M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$8.32M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.24M
5
ATI icon
ATI
ATI
+$7.14M

Sector Composition

Rank Sector Weight
1 Financials 6.64%
2 Energy 5.5%
3 Real Estate 4.84%
4 Consumer Staples 4.81%
5 Healthcare 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
151
iShares Russell Mid-Cap ETF
IWR
$56.3B
$434K 0.06%
+11,244
New +$426K
IWF icon
152
iShares Russell 1000 Growth ETF
IWF
$123B
$397K 0.06%
+18,312
New +$393K
IVV icon
153
iShares Core S&P 500 ETF
IVV
$881B
$395K 0.06%
2,100
-957
-31% -$177K
DWX icon
154
State Street SPDR S&P International Dividend ETF
DWX
$528M
$389K 0.06%
8,000
– –
JNK icon
155
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.89B
$384K 0.06%
3,107
+89
+3% +$10.9K
BRK.B icon
156
Berkshire Hathaway Class B
BRK.B
$1.11T
$362K 0.05%
2,900
– –
IWB icon
157
iShares Russell 1000 ETF
IWB
$48.8B
$322K 0.05%
3,076
-233
-7% -$24K
CVS icon
158
CVS Health
CVS
$134B
$285K 0.04%
3,708
+8
+0.2% +$565
RTN
159
DELISTED
Raytheon Company
RTN
$273K 0.04%
2,763
-249
-8% -$23.6K
XLF icon
160
State Street Financial Select Sector SPDR ETF
XLF
$57.8B
$253K 0.04%
12,929
-314,498
-96% -$6M
KEM
161
DELISTED
KEMET Corporation
KEM
$248K 0.04%
+42,711
New +$243K
IJH icon
162
iShares Core S&P Mid-Cap ETF
IJH
$124B
$241K 0.04%
8,780
-12,330
-58% -$332K
KTF
163
DWS Municipal Income Trust
KTF
$346M
$236K 0.03%
18,050
– –
SSO icon
164
ProShares Ultra S&P500
SSO
$7.98B
$226K 0.03%
34,352
-15,712
-31% -$99.2K
UWM icon
165
ProShares Ultra Russell2000
UWM
$240M
$216K 0.03%
+10,012
New +$212K
IVE icon
166
iShares S&P 500 Value ETF
IVE
$49.2B
$200K 0.03%
2,287
-25,049
-92% -$2.12M
HYT icon
167
BlackRock Corporate High Yield Fund
HYT
$1.37B
$124K 0.02%
10,137
– –
AOR icon
168
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
– –
-5,319
Closed -$205K
ATI icon
169
ATI
ATI
$25.8B
– –
-199,463
Closed -$7.14M
AZN icon
170
AstraZeneca
AZN
$240B
– –
-91,066
Closed -$5.43M
BAX icon
171
Baxter International
BAX
$14.2B
– –
-141,899
Closed -$5.4M
BNY
172
Bank of New York Mellon
BNY
$105B
– –
-182,138
Closed -$6.45M
BKF icon
173
iShares MSCI BIC ETF
BKF
$78.5M
– –
-106,051
Closed -$3.99M
CAH icon
174
Cardinal Health
CAH
$54.4B
– –
-4,808
Closed -$321K
COR icon
175
Cencora
COR
$60.4B
– –
-12,153
Closed -$857K
5 6
7
8 9

Similar funds

SAG
Sterne Agee Group Birmingham, Alabama $681M AUM 8.94% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

First Allied Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, First Allied Asset Management held 218 positions worth $689M, down 0.98% from $695M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

First Allied Asset Management's Q1 2014 filing shows 43 new, 79 increased, 41 reduced and 48 closed positions. Its largest new stake was ProShares UltraShort S&P500: 4,399 shares worth $12.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $11M.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, down from 9.8% a quarter earlier, followed by Energy and Real Estate.

  • First Allied Asset Management's largest Q1 2014 buy was ProShares UltraShort S&P500: 4,399 shares worth $12.4M.
  • First Allied Asset Management added most to Invesco S&P 500 Low Volatility ETF in Q1 2014, an estimated $11.4M increase.
  • First Allied Asset Management's biggest Q1 2014 reduction was iShares MSCI ACWI ETF, cutting an estimated $11M.
  • First Allied Asset Management fully exited Vanguard Health Care ETF in Q1 2014, selling an estimated $9.02M.
  • First Allied Asset Management's ten largest holdings make up 22% of its $689M portfolio in Q1 2014.
  • First Allied Asset Management opened 43 new positions and closed 48 in Q1 2014.
  • First Allied Asset Management's portfolio value fell 0.98% quarter-over-quarter to $689M.

Based on First Allied Asset Management's 13F filing for Q1 2014, filed 14 May 2014.