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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$718M
AUM Growth
-$25.5M
Cap. Flow
-$48.2M
Cap. Flow %
-6.71%
Top 10 Hldgs %
20.15%
Holding
250
New
35
Increased
49
Reduced
88
Closed
69

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$10.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.4M
3
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$8.65M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$7.61M
5
WDR
Waddell & Reed Financial, Inc.
WDR
+$7.53M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$11.3M
2
VZ icon
Verizon
VZ
+$9.28M
3
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$8.13M
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$8.01M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$7.92M

Sector Composition

Rank Sector Weight
1 Technology 9.59%
2 Financials 7.4%
3 Industrials 6.11%
4 Consumer Staples 5.89%
5 Real Estate 5.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUB icon
126
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.04M 0.14%
9,794
-997
-9% -$106K
EPC icon
127
Edgewell Personal Care
EPC
$1.25B
$1.02M 0.14%
10,634
-2,868
-21% -$264K
LH icon
128
Labcorp
LH
$25B
$1.02M 0.14%
10,854
+682
+7% +$60.2K
STT icon
129
State Street
STT
$50.6B
$1.01M 0.14%
12,904
+611
+5% +$45.9K
M icon
130
Macy's
M
$6.53B
$976K 0.14%
14,823
+159
+1% +$9.62K
DOV icon
131
Dover
DOV
$27.6B
$941K 0.13%
+15,949
New +$989K
OMC icon
132
Omnicom Group
OMC
$21.6B
$911K 0.13%
11,700
+348
+3% +$25.4K
NOV icon
133
NOV
NOV
$6.93B
$900K 0.13%
13,476
-28,196
-68% -$1.96M
VTV icon
134
Vanguard Morningstar Value ETF
VTV
$188B
$888K 0.12%
10,509
– –
IYR icon
135
iShares US Real Estate ETF
IYR
$4.66B
$839K 0.12%
10,915
-10,702
-50% -$800K
KEY icon
136
KeyCorp
KEY
$24.2B
$804K 0.11%
57,578
+3,959
+7% +$52.7K
SHYG icon
137
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$772K 0.11%
+15,885
New +$780K
AGZ icon
138
iShares Agency Bond ETF
AGZ
$564M
$612K 0.09%
5,415
– –
IJH icon
139
iShares Core S&P Mid-Cap ETF
IJH
$122B
$557K 0.08%
19,255
-52,700
-73% -$1.48M
DVY icon
140
iShares Select Dividend ETF
DVY
$23.5B
$547K 0.08%
6,896
+3,879
+129% +$300K
XLI icon
141
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$540K 0.08%
9,572
+2,179
+29% +$120K
XLP icon
142
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$526K 0.07%
10,880
+2,648
+32% +$125K
XLY icon
143
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$526K 0.07%
14,690
+2,950
+25% +$101K
IYW icon
144
iShares US Technology ETF
IYW
$23.6B
$523K 0.07%
20,148
+4,904
+32% +$125K
XLF icon
145
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$521K 0.07%
23,920
+5,756
+32% +$121K
XLU icon
146
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$521K 0.07%
+22,108
New +$500K
IWR icon
147
iShares Russell Mid-Cap ETF
IWR
$56B
$500K 0.07%
11,972
-324
-3% -$13.2K
XLV icon
148
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$497K 0.07%
7,332
+1,671
+30% +$112K
GLD icon
149
SPDR Gold Trust
GLD
$131B
$463K 0.06%
4,070
-68,380
-94% -$7.89M
SRLN icon
150
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$443K 0.06%
9,071
-903
-9% -$44.2K
4 5
6
7 8

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SAG
Sterne Agee Group Birmingham, Alabama $681M AUM 8.94% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

First Allied Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, First Allied Asset Management held 250 positions worth $718M, down 3.4% from $744M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Asset Management withdrew a net $48.2M in Q4 2014, closing 69 positions and reducing 88 holdings. Its most notable exit was WisdomTree Emerging Markets Local Debt Fund, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 9.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, First Allied Asset Management opened a new position in iShares Core US Aggregate Bond ETF worth $10.5M.

  • First Allied Asset Management's largest Q4 2014 buy was iShares Core US Aggregate Bond ETF: 94,955 shares worth $10.5M.
  • First Allied Asset Management added most to iShares S&P 100 ETF in Q4 2014, an estimated $10.8M increase.
  • First Allied Asset Management's biggest Q4 2014 reduction was SPDR Gold Trust, cutting an estimated $7.89M.
  • First Allied Asset Management fully exited WisdomTree Emerging Markets Local Debt Fund in Q4 2014, selling an estimated $11.3M.
  • First Allied Asset Management's ten largest holdings make up 20% of its $718M portfolio in Q4 2014.
  • First Allied Asset Management opened 35 new positions and closed 69 in Q4 2014.
  • First Allied Asset Management's portfolio value fell 3.4% quarter-over-quarter to $718M.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.