First Allied Advisory Services’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,334	Closed	-$222K	–	1028
2015 Q4	$222K	Buy	15,334 +1,813	+13%	+$26.2K	0.01%	915
2015 Q3	$183K	Sell	13,521 -1,529	-10%	-$20.7K	0.01%	935
2015 Q2	$221K	Buy	15,050 +4,028	+37%	+$59.1K	0.01%	968
2015 Q1	$168K	Buy	+11,022	New	+$168K	0.01%	986