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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$564M
AUM Growth
+$30.1M
Cap. Flow
+$20.8M
Cap. Flow %
3.68%
Top 10 Hldgs %
61.92%
Holding
225
New
40
Increased
92
Reduced
55
Closed
11

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.1M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.07M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.75M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.56M
5
EW icon
Edwards Lifesciences
EW
+$1.19M

Top Sells

Rank Stock Value
1
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.1M
2
DHR icon
Danaher
DHR
+$2.92M
3
FTV icon
Fortive
FTV
+$1.25M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.16M
5
MSFT icon
Microsoft
MSFT
+$1.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.01%
2 Technology 4.86%
3 Consumer Discretionary 2.03%
4 Financials 1.84%
5 Healthcare 1.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AABA
151
DELISTED
Altaba Inc
AABA
$357K 0.06%
5,248
– –
STZ icon
152
Constellation Brands
STZ
$21B
$351K 0.06%
1,626
– –
PEP icon
153
PepsiCo
PEP
$183B
$340K 0.06%
3,045
-450
-13% -$51K
NEAR icon
154
iShares Short Maturity Bond ETF
NEAR
$5.15B
$334K 0.06%
+6,650
New +$333K
ALK icon
155
Alaska Air
ALK
$4.43B
$332K 0.06%
4,816
+18
+0.4% +$1.17K
MMM icon
156
3M
MMM
$83.9B
$332K 0.06%
1,885
-158
-8% -$27.2K
FISV
157
Fiserv Inc
FISV
$26.3B
$330K 0.06%
4,008
-150
-4% -$11.8K
ICLR icon
158
Icon
ICLR
$13.4B
$329K 0.06%
+2,139
New +$307K
VZ icon
159
Verizon
VZ
$207B
$317K 0.06%
5,943
+634
+12% +$33.6K
OXY icon
160
Occidental Petroleum
OXY
$59.3B
$316K 0.06%
3,847
+930
+32% +$75.2K
ALGN icon
161
Align Technology
ALGN
$10.7B
$313K 0.06%
800
– –
DGS icon
162
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.72B
$311K 0.06%
6,811
+79
+1% +$3.71K
V icon
163
Visa
V
$693B
$311K 0.06%
2,072
-1,026
-33% -$146K
RWO icon
164
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.21B
$310K 0.05%
6,515
– –
VOO icon
165
Vanguard S&P 500 ETF
VOO
$1.03T
$306K 0.05%
1,146
-18
-2% -$4.71K
IJT icon
166
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.9B
$305K 0.05%
3,020
– –
FNDF icon
167
Schwab Fundamental International Large Company Index ETF
FNDF
$26B
$302K 0.05%
10,068
-4,994
-33% -$148K
LYB icon
168
LyondellBasell Industries
LYB
$21B
$292K 0.05%
+2,844
New +$311K
VBK icon
169
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$278K 0.05%
+1,486
New +$273K
XEL icon
170
Xcel Energy
XEL
$45.4B
$273K 0.05%
5,783
– –
SCHG icon
171
Schwab US Large-Cap Growth ETF
SCHG
$62B
$272K 0.05%
+26,528
New +$264K
NWN icon
172
Northwest Natural Holdings
NWN
$2.05B
$270K 0.05%
4,030
– –
ILCB icon
173
iShares Morningstar US Equity ETF
ILCB
$1.28B
$269K 0.05%
6,400
– –
VBR icon
174
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$266K 0.05%
1,912
+1
+0.1% +$140
CAT icon
175
Caterpillar
CAT
$360B
$258K 0.05%
1,691
+3
+0.2% +$424
5 6
7
8 9

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PFS
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NP
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LIP
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TCM
TimesSquare Capital Management New York $6.8B AUM 45.85% 1-Year Est. Return
CAI
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NPT
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BTCPP
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Empirical Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, Empirical Wealth Management held 225 positions worth $564M, up 5.6% from $534M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Empirical Wealth Management deployed $20.8M of net new capital in Q3 2018, opening 40 new positions and adding to 92 existing holdings. Its largest new stake was iShares Short-Term National Muni Bond ETF: 5,686 shares worth $595K.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 87% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares JPMorgan USD Emerging Markets Bond ETF, an estimated $3.1M trimmed.

  • Empirical Wealth Management's largest Q3 2018 buy was iShares Short-Term National Muni Bond ETF: 5,686 shares worth $595K.
  • Empirical Wealth Management added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2018, an estimated $3.1M increase.
  • Empirical Wealth Management's biggest Q3 2018 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $3.1M.
  • Empirical Wealth Management fully exited Fortive in Q3 2018, selling an estimated $1.25M.
  • Empirical Wealth Management's ten largest holdings make up 62% of its $564M portfolio in Q3 2018.
  • Empirical Wealth Management opened 40 new positions and closed 11 in Q3 2018.
  • Empirical Wealth Management's portfolio value rose 5.6% quarter-over-quarter to $564M.

Based on Empirical Wealth Management's 13F filing for Q3 2018, filed 13 Nov 2018.