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EWM
Empirical Wealth Management Portfolio holdings
AUM
$6.85B
1-Year Est. Return
30.02%
This Fund
S&P 500
This Quarter
Est. Return
-1.26%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$407M
AUM Growth
+$24.5M
(+6.4%)
Cap. Flow
+$30.2M
Cap. Flow
% of AUM
7.42%
Top 10 Holdings %
Top 10 Hldgs %
70.72%
Holding
130
New
21
Increased
68
Reduced
26
Closed
7
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
|
+$6.3M |
| 2 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$3.26M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$3.26M |
| 4 |
VanEck High Yield Muni ETF
HYD
|
+$2M |
| 5 |
iShares National Muni Bond ETF
MUB
|
+$1.96M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
|
+$1.95M |
| 2 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$1.77M |
| 3 |
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
|
+$1.38M |
| 4 |
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
|
+$975K |
| 5 |
Schwab US Large- Cap ETF
SCHX
|
+$593K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 93.67% |
| 2 | Technology | 2.01% |
| 3 | Financials | 1.04% |
| 4 | Industrials | 0.68% |
| 5 | Healthcare | 0.58% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
126
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
| – | – |
-16,750
| Closed | -$1.77M |
|
|
TWTR
127
DELISTED
Twitter, Inc.
TWTR
| – | – |
-11,060
| Closed | -$255K |
|
|
BSCG
128
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
| – | – |
-88,208
| Closed | -$1.95M |
|
|
BSJG
129
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
| – | – |
-37,795
| Closed | -$975K |
|
|
GSP
130
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
| – | – |
-12,111
| Closed | -$166K |
|
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Empirical Wealth Management's Q4 2016 Portfolio in Review
As of Q4 2016, Empirical Wealth Management held 130 positions worth $407M, up 6.4% from $383M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Empirical Wealth Management deployed $30.2M of net new capital in Q4 2016, opening 21 new positions and adding to 68 existing holdings. Its largest new stake was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.
By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 94% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, an estimated $1.38M trimmed.
- Empirical Wealth Management's largest Q4 2016 buy was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.
- Empirical Wealth Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $6.3M increase.
- Empirical Wealth Management's biggest Q4 2016 reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, cutting an estimated $1.38M.
- Empirical Wealth Management fully exited Guggenheim BulletShares 2016 Corporate Bond ETF in Q4 2016, selling an estimated $1.95M.
- Empirical Wealth Management's ten largest holdings make up 71% of its $407M portfolio in Q4 2016.
- Empirical Wealth Management opened 21 new positions and closed 7 in Q4 2016.
- Empirical Wealth Management's portfolio value rose 6.4% quarter-over-quarter to $407M.
Based on Empirical Wealth Management's 13F filing for Q4 2016, filed 8 Feb 2017.