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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+1.39%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$383M
AUM Growth
+$2.15M
Cap. Flow
-$2.69M
Cap. Flow %
-0.7%
Top 10 Hldgs %
73.79%
Holding
119
New
12
Increased
58
Reduced
32
Closed
10

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.26M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.48M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$927K
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$699K
5
INTC icon
Intel
INTC
+$687K

Top Sells

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$6.01M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$4.89M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$1.38M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.2M
5
VT icon
Vanguard Total World Stock ETF
VT
+$1.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.97%
2 Technology 2.15%
3 Financials 0.76%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPK icon
101
Opko Health
OPK
$1.17B
$235K 0.06%
22,200
+2,200
+11% +$21.9K
ADP icon
102
Automatic Data Processing
ADP
$107B
$225K 0.06%
+2,548
New +$231K
BRK.A icon
103
Berkshire Hathaway Class A
BRK.A
$1.09T
$216K 0.06%
+1
New +$219K
USIG icon
104
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.5B
$210K 0.05%
+3,690
New +$210K
ITOT icon
105
iShares Core S&P Total US Stock Market ETF
ITOT
$96.1B
$209K 0.05%
+4,229
New +$209K
PFE icon
106
Pfizer
PFE
$158B
$205K 0.05%
+6,380
New +$213K
GLD icon
107
SPDR Gold Trust
GLD
$147B
$204K 0.05%
+1,620
New +$206K
GSP
108
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$166K 0.04%
+12,111
New +$162K
GAB icon
109
Gabelli Equity Trust
GAB
$1.92B
$82K 0.02%
+15,014
New +$82.8K
BND icon
110
Vanguard Total Bond Market
BND
$161B
– –
-4,193
Closed -$353K
BSV icon
111
Vanguard Short-Term Bond ETF
BSV
$46.2B
– –
-13,039
Closed -$1.06M
EWX icon
112
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$675M
– –
-6,558
Closed -$258K
IRT icon
113
Independence Realty Trust
IRT
$3.58B
– –
-13,000
Closed -$106K
SCZ icon
114
iShares MSCI EAFE Small-Cap ETF
SCZ
$13B
– –
-28,501
Closed -$1.38M
VBR icon
115
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.8B
– –
-2,366
Closed -$249K
VEA icon
116
Vanguard FTSE Developed Markets ETF
VEA
$237B
– –
-170,031
Closed -$6.01M
VT icon
117
Vanguard Total World Stock ETF
VT
$81.6B
– –
-20,206
Closed -$1.17M
WPS
118
DELISTED
iShares International Developed Property ETF
WPS
– –
-13,052
Closed -$480K
RAS
119
DELISTED
RAIT Financial Trust
RAS
– –
-30,500
Closed -$95K
1 2 3 4
5

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DTC
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PFS
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NP
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LIP
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TCM
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CAI
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NPT
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BTCPP
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Empirical Wealth Management's Q3 2016 Portfolio in Review

As of Q3 2016, Empirical Wealth Management held 119 positions worth $383M, up 0.56% from $381M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Empirical Wealth Management's Q3 2016 filing shows 12 new, 58 increased, 32 reduced and 10 closed positions. Its largest new stake was First Trust Preferred Securities and Income ETF: 47,534 shares worth $929K. The largest sale was Vanguard FTSE Developed Markets ETF, an estimated $6.01M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Financials.

  • Empirical Wealth Management's largest Q3 2016 buy was First Trust Preferred Securities and Income ETF: 47,534 shares worth $929K.
  • Empirical Wealth Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $4.26M increase.
  • Empirical Wealth Management's biggest Q3 2016 reduction was Schwab US Large- Cap ETF, cutting an estimated $4.89M.
  • Empirical Wealth Management fully exited Vanguard FTSE Developed Markets ETF in Q3 2016, selling an estimated $6.01M.
  • Empirical Wealth Management's ten largest holdings make up 74% of its $383M portfolio in Q3 2016.
  • Empirical Wealth Management opened 12 new positions and closed 10 in Q3 2016.
  • Empirical Wealth Management's portfolio value rose 0.56% quarter-over-quarter to $383M.

Based on Empirical Wealth Management's 13F filing for Q3 2016, filed 4 Nov 2016.