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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+1.91%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$320M
AUM Growth
+$19.8M
Cap. Flow
+$14.4M
Cap. Flow %
4.49%
Top 10 Hldgs %
73.07%
Holding
90
New
8
Increased
59
Reduced
19
Closed
2

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.34M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.24M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$1.19M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.09M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.03M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.7M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$635K
3
VRD
SPDR NUVEEN S&P VRDO MUN BD ETF
VRD
+$603K
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$441K
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$364K

Sector Composition

Rank Sector Weight
1 Technology 0.81%
2 Industrials 0.42%
3 Energy 0.27%
4 Consumer Staples 0.24%
5 Consumer Discretionary 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRD
51
DELISTED
SPDR NUVEEN S&P VRDO MUN BD ETF
VRD
$607K 0.19%
20,267
-20,135
-50% -$603K
LSI
52
DELISTED
LSI CORPORATION
LSI
$580K 0.18%
74,081
+280
+0.4% +$2.14K
GE icon
53
GE Aerospace
GE
$364B
$561K 0.18%
4,902
+503
+11% +$57.7K
IWC icon
54
iShares Micro-Cap ETF
IWC
$1.42B
$553K 0.17%
8,069
-88
-1% -$5.81K
EEM icon
55
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$546K 0.17%
13,387
+79
+0.6% +$3.13K
MMM icon
56
3M
MMM
$91.8B
$531K 0.17%
5,315
+37
+0.7% +$3.6K
PG icon
57
Procter & Gamble
PG
$340B
$523K 0.16%
6,923
-346
-5% -$27.5K
SCZ icon
58
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$515K 0.16%
10,612
+66
+0.6% +$3.03K
DES icon
59
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$511K 0.16%
24,462
+1,173
+5% +$24.1K
BSJF
60
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$506K 0.16%
18,928
+5,834
+45% +$155K
BSJE
61
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$502K 0.16%
18,808
+5,768
+44% +$153K
BSJD
62
DELISTED
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
$489K 0.15%
19,169
+5,857
+44% +$150K
BSJG
63
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$468K 0.15%
17,546
+4,612
+36% +$122K
CVX icon
64
Chevron
CVX
$382B
$458K 0.14%
3,768
-250
-6% -$30.7K
BSJI
65
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$458K 0.14%
17,260
+4,558
+36% +$120K
SPSB icon
66
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$454K 0.14%
+14,768
New +$452K
BSJH
67
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$451K 0.14%
16,922
+4,256
+34% +$113K
TIPZ icon
68
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$89M
$438K 0.14%
7,750
+1,158
+18% +$65K
COP icon
69
ConocoPhillips
COP
$144B
$415K 0.13%
5,974
+786
+15% +$52.4K
BSCL
70
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$368K 0.12%
+18,738
New +$371K
BND icon
71
Vanguard Total Bond Market
BND
$158B
$354K 0.11%
4,378
+27
+0.6% +$2.17K
ZAGG
72
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$338K 0.11%
75,022
-4,000
-5% -$19.3K
SBUX icon
73
Starbucks
SBUX
$119B
$317K 0.1%
8,242
+400
+5% +$14.4K
EWX icon
74
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$316K 0.1%
6,946
+25
+0.4% +$1.12K
PEO
75
Adams Natural Resources Fund
PEO
$731M
$311K 0.1%
+11,966
New +$307K
1 2
3
4

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AG
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AMH
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JCAM
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Empirical Wealth Management's Q3 2013 Portfolio in Review

As of Q3 2013, Empirical Wealth Management held 90 positions worth $320M, up 6.6% from $300M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Empirical Wealth Management deployed $14.4M of net new capital in Q3 2013, opening 8 new positions and adding to 59 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 17,208 shares worth $851K.

By sector, the portfolio is most concentrated in Technology at 0.81% of assets, down from 0.86% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $2.7M trimmed.

  • Empirical Wealth Management's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 17,208 shares worth $851K.
  • Empirical Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2013, an estimated $1.34M increase.
  • Empirical Wealth Management's biggest Q3 2013 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $2.7M.
  • Empirical Wealth Management fully exited IBM in Q3 2013, selling an estimated $202K.
  • Empirical Wealth Management's ten largest holdings make up 73% of its $320M portfolio in Q3 2013.
  • Empirical Wealth Management opened 8 new positions and closed 2 in Q3 2013.
  • Empirical Wealth Management's portfolio value rose 6.6% quarter-over-quarter to $320M.

Based on Empirical Wealth Management's 13F filing for Q3 2013, filed 24 Oct 2013.