Empirical Wealth Management’s Adams Natural Resources Fund PEO Stock Holding History

Empirical Wealth Management’s Portfolio PEO Stock Details PEO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-12,051	Closed	-$276K	–	104
2014 Q4	$276K	Hold	12,051	–	–	0.07%	86
2014 Q3	$334K	Hold	12,051	–	–	0.08%	78
2014 Q2	$361K	Buy	12,051 +41	+0.3%	+$1.16K	0.09%	77
2014 Q1	$323K	Buy	12,010 +44	+0.4%	+$1.14K	0.09%	78
2013 Q4	$315K	Hold	11,966	–	–	0.09%	76
2013 Q3	$311K	Buy	+11,966	New	+$307K	0.1%	75

Other funds holding PEO

Adams Diversified Equity Fund Baltimore, Maryland $3.3B AUM 38.12% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

City of London Investment Management London, United Kingdom $1.47B AUM 36.54% 1-Year Est. Return

North Star Asset Management Neenah, Wisconsin $2.54B AUM 17.62% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Empirical Wealth Management's PEO Position: Q1 2015 in Review

Empirical Wealth Management sold out of Adams Natural Resources Fund (PEO) in Q1 2015, closing a stake of 12,051 shares — an estimated $276K sold.

Empirical Wealth Management first reported a position in PEO in Q3 2013 and held it in 6 quarters. The position peaked at $361K in Q2 2014. 53 funds tracked by Wall St. Rank hold PEO as of Q1 2015.

Empirical Wealth Management reported no remaining Adams Natural Resources Fund position as of Q1 2015 after selling out during the quarter.
Empirical Wealth Management sold 12,051 Adams Natural Resources Fund shares in Q1 2015, an estimated $276K.
Empirical Wealth Management first reported a position in Adams Natural Resources Fund in Q3 2013 and held it in 6 quarters.
Empirical Wealth Management's Adams Natural Resources Fund position peaked at $361K in Q2 2014.
53 funds tracked by Wall St. Rank held Adams Natural Resources Fund as of Q1 2015.

Based on Empirical Wealth Management's 13F filing for Q1 2015, filed 7 May 2015.