DZ Bank’s Legg Mason, Inc. LM Stock Holding History

DZ Bank’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-7,621	Closed	-$372K	–	873
2020 Q1	$372K	Hold	7,621	–	–	﹤0.01%	606
2019 Q4	$274K	Hold	7,621	–	–	﹤0.01%	623
2019 Q3	$291K	Hold	7,621	–	–	﹤0.01%	637
2019 Q2	$291K	Sell	7,621 -16,566	-68%	-$572K	﹤0.01%	638
2019 Q1	$661K	Sell	24,187 -12,297	-34%	-$353K	﹤0.01%	559
2018 Q4	$925K	Hold	36,484	–	–	﹤0.01%	520
2018 Q3	$1.14M	Hold	36,484	–	–	﹤0.01%	514
2018 Q2	$1.27M	Sell	36,484 -41,594	-53%	-$1.58M	﹤0.01%	542
2018 Q1	$3.17M	Buy	78,078 +43,324	+125%	+$1.79M	0.01%	469
2017 Q4	$1.46M	Buy	+34,754	New	+$1.36M	0.01%	517
2017 Q3	–	Sell	-4,000	Closed	-$153K	–	974
2017 Q2	$153K	Buy	+4,000	New	+$151K	﹤0.01%	737

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

HBK Investments Dallas, Texas $10.2B AUM 67.73% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $66.2B AUM 46.3% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.76B AUM 62.41% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $16.4B AUM 55.44% 1-Year Est. Return

Carlson Capital Dallas, Texas $494M AUM 23.45% 1-Year Est. Return

DZ Bank's LM Position: Q2 2020 in Review

DZ Bank sold out of Legg Mason, Inc. (LM) in Q2 2020, closing a stake of 7,621 shares — an estimated $372K sold.

DZ Bank first reported a position in LM in Q2 2017 and held it in 11 quarters. The position peaked at $3.17M in Q1 2018. 303 funds tracked by Wall St. Rank hold LM as of Q2 2020.

DZ Bank reported no remaining Legg Mason, Inc. position as of Q2 2020 after selling out during the quarter.
DZ Bank sold 7,621 Legg Mason, Inc. shares in Q2 2020, an estimated $372K.
DZ Bank first reported a position in Legg Mason, Inc. in Q2 2017 and held it in 11 quarters.
DZ Bank's Legg Mason, Inc. position peaked at $3.17M in Q1 2018.
303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2020.

Based on DZ Bank's 13F filing for Q2 2020, filed 14 Aug 2020.