DZ Bank

DZ Bank’s Legg Mason, Inc. LM Stock Holding History

DZ Bank’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-7,621	Closed	-$372K	–	873
2020 Q1	$372K	Hold	7,621	–	–	﹤0.01%	606
2019 Q4	$274K	Hold	7,621	–	–	﹤0.01%	623
2019 Q3	$291K	Hold	7,621	–	–	﹤0.01%	637
2019 Q2	$291K	Sell	7,621 -16,566	-68%	-$572K	﹤0.01%	638
2019 Q1	$661K	Sell	24,187 -12,297	-34%	-$353K	﹤0.01%	559
2018 Q4	$925K	Hold	36,484	–	–	﹤0.01%	520
2018 Q3	$1.14M	Hold	36,484	–	–	﹤0.01%	514
2018 Q2	$1.27M	Sell	36,484 -41,594	-53%	-$1.58M	﹤0.01%	542
2018 Q1	$3.17M	Buy	78,078 +43,324	+125%	+$1.79M	0.01%	469
2017 Q4	$1.46M	Buy	+34,754	New	+$1.36M	0.01%	517
2017 Q3	–	Sell	-4,000	Closed	-$153K	–	989
2017 Q2	$153K	Buy	+4,000	New	+$151K	﹤0.01%	737

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Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

HBK Investments Dallas, Texas $7.94B AUM 55.6% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of Nova Scotia

Bank of Nova Scotia Toronto, Ontario, Canada $57.1B AUM 35.3% 1-Year Est. Return

Goldman Sachs New York $761B AUM 31.28% 1-Year Est. Return

UBS O'Connor Chicago, Illinois $3.37B AUM 63.08% 1-Year Est. Return

Pentwater Capital Management Naples, Florida $14.1B AUM 58.13% 1-Year Est. Return

Carlson Capital Dallas, Texas $253M AUM 27.64% 1-Year Est. Return