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Derby & Company Portfolio holdings

AUM $495M
1-Year Est. Return 23.75%
This Fund
S&P 500
This Quarter Est. Return
-0.19%
1 Year Est. Return
+23.75%
3 Year Est. Return
+33.66%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$495M
AUM Growth
+$15.3M
Cap. Flow
+$16.9M
Cap. Flow %
3.41%
Top 10 Hldgs %
71.34%
Holding
79
New
1
Increased
37
Reduced
5
Closed
1
Avg Time Held
6.9 quarters
Top 10 Avg Time Held
9.8 quarters
Top 20 Avg Time Held
9.4 quarters

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.28M
2
BND icon
Vanguard Total Bond Market
BND
+$1.68M
3
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$1.51M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.35M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$1.32M

Top Sells

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$455K
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$401K
3
UNH icon
UnitedHealth
UNH
+$201K
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$144K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$21.5K

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.46%
2 Financials 4.12%
3 Technology 2.39%
4 Healthcare 1.34%
5 Communication Services 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VIG icon
1
Vanguard Dividend Appreciation ETF
VIG
$112B
$66.6M 13.46%
433,897
+14,293
+3% +$2.28M
2017 Q4
15 quarters
VV icon
2
Vanguard Morningstar Large-Cap ETF
VV
$55.2B
$64.8M 13.08%
322,563
+7,291
+2% +$1.51M
2017 Q4
15 quarters
IWB icon
3
iShares Russell 1000 ETF
IWB
$49.6B
$58.8M 11.86%
243,136
+5,310
+2% +$1.32M
2017 Q4
15 quarters
VTV icon
4
Vanguard Morningstar Value ETF
VTV
$188B
$40.6M 8.19%
299,800
+9,720
+3% +$1.35M
2017 Q4
15 quarters
IWV icon
5
iShares Russell 3000 ETF
IWV
$20.6B
$38.6M 7.79%
151,427
+3,496
+2% +$915K
2017 Q4
15 quarters
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$137B
$18.7M 3.77%
162,509
+9,621
+6% +$1.12M
2019 Q4
7 quarters
MINT icon
7
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.6B
$17.7M 3.57%
173,679
+11,626
+7% +$1.19M
2020 Q1
6 quarters
SUB icon
8
iShares Short-Term National Muni Bond ETF
SUB
$12.3B
$16.2M 3.28%
150,946
+4,369
+3% +$471K
2019 Q4
7 quarters
IWN icon
9
iShares Russell 2000 Value ETF
IWN
$13.8B
$16M 3.22%
99,642
+2,759
+3% +$443K
2020 Q3
4 quarters
VFH icon
10
Vanguard Financials ETF
VFH
$13B
$15.4M 3.11%
166,423
+5,263
+3% +$485K
2017 Q4
15 quarters
GBDC icon
11
Golub Capital BDC
GBDC
$3.14B
$14.9M 3.01%
941,850
+4,303
+0.5% +$67.6K
2018 Q1
14 quarters
VOE icon
12
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$12.4M 2.51%
89,072
+1,312
+1% +$186K
2017 Q4
15 quarters
SHM icon
13
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$9.94M 2.01%
201,120
+20,410
+11% +$1.01M
2019 Q4
7 quarters
BND icon
14
Vanguard Total Bond Market
BND
$162B
$8.81M 1.78%
103,122
+19,431
+23% +$1.68M
2020 Q2
5 quarters
BKLN icon
15
Invesco Senior Loan ETF
BKLN
$6.28B
$8.56M 1.73%
387,327
+18,119
+5% +$401K
2020 Q3
4 quarters
VTI icon
16
Vanguard Morningstar Total Stock Market ETF
VTI
$702B
$7.36M 1.49%
33,138
+427
+1% +$97.4K
2017 Q4
15 quarters
PXH icon
17
Invesco FTSE RAFI Emerging Markets ETF
PXH
$2.09B
$6.96M 1.4%
311,510
+13,701
+5% +$312K
2020 Q1
6 quarters
EFV icon
18
iShares MSCI EAFE Value ETF
EFV
$30.4B
$6M 1.21%
118,089
+6,668
+6% +$345K
2020 Q3
4 quarters
AAPL icon
19
Apple
AAPL
$4.98T
$5.69M 1.15%
40,196
+872
+2% +$128K
2019 Q1
10 quarters
SDY icon
20
State Street SPDR S&P Dividend ETF
SDY
$21B
$4.87M 0.98%
41,466
+1,616
+4% +$198K
2017 Q4
15 quarters
VYM icon
21
Vanguard High Dividend Yield ETF
VYM
$81B
$3.61M 0.73%
34,963
+1,669
+5% +$176K
2017 Q4
15 quarters
TFI icon
22
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.88B
$3.19M 0.64%
61,887
-7,697
-11% -$401K
2020 Q1
6 quarters
MUB icon
23
iShares National Muni Bond ETF
MUB
$48.9B
$3.15M 0.64%
27,125
-3,881
-13% -$455K
2020 Q1
6 quarters
JMST icon
24
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.87B
$2.59M 0.52%
50,644
+15,699
+45% +$802K
2020 Q3
4 quarters
MEAR icon
25
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.45B
$2.2M 0.44%
43,778
+16,302
+59% +$818K
2020 Q4
3 quarters
1
2 3 4

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Derby & Company's Q3 2021 Portfolio in Review

As of Q3 2021, Derby & Company held 79 positions worth $495M, up 3.2% from $480M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Derby & Company deployed $16.9M of net new capital in Q3 2021, opening 1 new position and adding to 37 existing holdings. Its largest new stake was Yum! Brands: 1,667 shares worth $204K.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 90% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares National Muni Bond ETF, an estimated $455K trimmed.

  • Derby & Company's largest Q3 2021 buy was Yum! Brands: 1,667 shares worth $204K.
  • Derby & Company added most to Vanguard Dividend Appreciation ETF in Q3 2021, an estimated $2.28M increase.
  • Derby & Company's biggest Q3 2021 reduction was iShares National Muni Bond ETF, cutting an estimated $455K.
  • Derby & Company fully exited UnitedHealth in Q3 2021, selling an estimated $201K.
  • Derby & Company's ten largest holdings make up 71% of its $495M portfolio in Q3 2021.
  • Derby & Company opened 1 new position and closed 1 in Q3 2021.
  • Derby & Company's portfolio value rose 3.2% quarter-over-quarter to $495M.

Based on Derby & Company's 13F filing for Q3 2021, filed 12 Nov 2021.