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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSTG
201
DELISTED
NanoString Technologies, Inc.
NSTG
$101K 0.01%
+12,666
New +$110K
TYGOW
202
DELISTED
Tigo Energy, Inc. Warrant
TYGOW
$99.4K 0.01%
411,887
+210,522
+105% +$24.6K
ADVWW
203
DELISTED
Advantage Solutions Warrant
ADVWW
$97.7K 0.01%
766,373
-661,270
-46% -$122K
PLBY icon
204
Playboy Inc
PLBY
$136M
$93.9K 0.01%
+34,152
New +$122K
HBAN icon
205
Huntington Bancshares
HBAN
$35.6B
$93.8K 0.01%
6,653
-37,784
-85% -$547K
KRE icon
206
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$90.8K 0.01%
+55,000
New +$3.38M
MSAIW icon
207
MultiSensor AI Holdings Warrant
MSAIW
$738K
$90.3K 0.01%
1,644,740
+182,701
+12% +$12K
ADP icon
208
Automatic Data Processing
ADP
$109B
$90.3K 0.01%
378
-38,733
-99% -$9.51M
CINC
209
DELISTED
CinCor Pharma, Inc. Common Stock
CINC
$89.6K 0.01%
+7,292
New +$174K
TCDA
210
PUT
DELISTED
Tricida, Inc. Common Stock
TCDA
$86.8K 0.01%
+12,800
New +$38.1K
SLAMW
211
DELISTED
Slam Corp. warrant
SLAMW
$81.1K 0.01%
921,247
+165,792
+22% +$12.6K
EVTL.WS
212
DELISTED
Vertical Aerospace Ltd. Warrants, each whole warrant exercisable for 1/10th of an ordinary share at an exercise price of $115.00 per share
EVTL.WS
$81K 0.01%
+257,700
New +$112K
CLINW
213
DELISTED
Clean Earth Acquisitions Corp. Warrant
CLINW
$80.5K 0.01%
1,006,704
+250,804
+33% +$22.1K
GROV icon
214
Grove Collaborative
GROV
$45.3M
$79.8K 0.01%
+40,000
New +$204K
DBVT
215
DBV Technologies
DBVT
$897M
$78K 0.01%
5,099
– –
VTYX
216
CALL
DELISTED
Ventyx Biosciences
VTYX
$77.8K 0.01%
+12,400
New +$367K
GBTG icon
217
American Express Global Business Travel
GBTG
$4.94B
$77.3K 0.01%
+11,458
New +$63.1K
LVOXW
218
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$76.8K 0.01%
240,006
-197,324
-45% -$66.6K
OTMOW
219
DELISTED
Otonomo Technologies Ltd. Warrant
OTMOW
$76.5K 0.01%
2,568,449
+296,483
+13% +$8.72K
EONR.WS
220
EON Resources Warrants
EONR.WS
$1.61M
$75.9K 0.01%
759,302
-23,503
-3% -$2.09K
SUNL.WS
221
DELISTED
Sunlight Financial Holdings, Inc. Warrants, exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SUNL.WS
$71.8K 0.01%
+448,729
New +$62.8K
MRDB.WS
222
DELISTED
MariaDB plc Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50 per share
MRDB.WS
$70K 0.01%
+195,485
New +$76.3K
KCGI.WS
223
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$69.4K 0.01%
408,235
-58,648
-13% -$8.5K
PL icon
224
Planet Labs
PL
$8.23B
$68.5K 0.01%
15,749
– –
ALTIW
225
DELISTED
AlTi Global Inc Warrant
ALTIW
$68.5K 0.01%
133,843
+7,245
+6% +$3.11K
7 8
9
10 11

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.