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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QOMOU
201
DELISTED
Qomolangma Acquisition Corp. Unit
QOMOU
$102K 0.01%
+10,200
New +$102K
JCIC
202
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$101K 0.01%
+10,179
New +$101K
ATVI
203
DELISTED
Activision Blizzard
ATVI
$100K 0.01%
+20,800
New +$1.63M
ATAQ
204
DELISTED
Altimar Acquisition Corp III
ATAQ
$99K 0.01%
+10,000
New +$98.7K
HERAW
205
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$98K 0.01%
1,143,415
+195,145
+21% +$26.4K
EWZ icon
206
iShares MSCI Brazil ETF
EWZ
$8.91B
$97K 0.01%
+38,400
New +$1.13M
AMPX.WS icon
207
Amprius Technologies Warrants
AMPX.WS
$542M
$96K 0.01%
+300,783
New +$114K
GSAT icon
208
Globalstar
GSAT
$10.9B
$95K 0.01%
+4,000
New +$96.4K
EOSEW
209
Eos Energy Enterprises Warrant
EOSEW
$27.7M
$93K 0.01%
+220,340
New +$102K
NVACR
210
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$93K 0.01%
1,238,826
+24,000
+2% +$2.32K
TCDA
211
DELISTED
Tricida, Inc. Common Stock
TCDA
$92K 0.01%
26,595
+26,515
+33,144% +$290K
OTMOW
212
DELISTED
Otonomo Technologies Ltd. Warrant
OTMOW
$91K 0.01%
+2,271,966
New +$149K
DBVT
213
DBV Technologies
DBVT
$897M
$90K 0.01%
5,099
-10,977
-68% -$254K
BLEUR
214
DELISTED
bleuacacia ltd Rights
BLEUR
$90K 0.01%
902,833
+579,559
+179% +$66.7K
GDSTR
215
DELISTED
Goldenstone Acquisition Limited Rights
GDSTR
$89K 0.01%
454,168
+51,768
+13% +$8.02K
SDACW
216
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$88K 0.01%
2,233,233
+451,636
+25% +$29.7K
PL icon
217
Planet Labs
PL
$8.23B
$86K 0.01%
15,749
– –
DMAQR
218
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$85K 0.01%
2,188,151
+445,852
+26% +$49.3K
DHT icon
219
DHT Holdings
DHT
$2.95B
$83K 0.01%
+11,000
New +$82.4K
PEGRW
220
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$81K 0.01%
799,700
– –
FTPAW
221
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
$78K 0.01%
649,841
+6,729
+1% +$1.19K
OPAD.WS
222
DELISTED
Offerpad Solutions Inc. Warrants, Every 15 warrants will be exercisable for one share of Class A Common Stock at an exercise price of $172.50 per share of Class A Common Stock
OPAD.WS
$75K 0.01%
+450,222
New +$93.9K
VORB
223
DELISTED
Virgin Orbit Holdings, Inc. Common Stock
VORB
$75K 0.01%
28,500
-201,900
-88% -$768K
EQRXW
224
DELISTED
EQRx, Inc. Warrant
EQRXW
$74K 0.01%
+89,641
New +$86.7K
LUXAW
225
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$74K 0.01%
573,002
-135,406
-19% -$19.2K
7 8
9
10 11

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CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.