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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
201
United Parcel Service
UPS
$89B
$286K 0.03%
+1,335
New +$284K
WRK
202
DELISTED
WestRock Company
WRK
$284K 0.03%
+6,043
New +$276K
DNAD
203
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$281K 0.03%
28,900
-229,100
-89% -$2.22M
HOLX
204
DELISTED
Hologic
HOLX
$278K 0.03%
+3,622
New +$260K
FSSIW
205
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$273K 0.03%
879,427
+217,843
+33% +$95K
ASPCW
206
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$269K 0.03%
466,324
-1,267
-0.3% -$711
KRE icon
207
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.58B
$268K 0.03%
+75,000
New +$5.46M
MSAIW icon
208
MultiSensor AI Holdings Warrant
MSAIW
$265K 0.03%
1,066,742
+275,543
+35% +$97K
COO icon
209
Cooper Companies
COO
$15B
$263K 0.03%
+2,516
New +$253K
BWACW
210
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$263K 0.03%
1,545,597
+804,291
+108% +$227K
BALY icon
211
Bally's
BALY
$641M
$257K 0.02%
+8,357
New +$282K
QQQ icon
212
PUT
Invesco QQQ Trust
QQQ
$480B
$257K 0.02%
60,000
-2,500
-4% -$888K
DBVT
213
DBV Technologies
DBVT
$882M
$256K 0.02%
16,076
– –
SNAX
214
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$256K 0.02%
13,666
-6,451
-32% -$250K
ISAA
215
DELISTED
Iron Spark I Inc. Class A Common Stock
ISAA
$256K 0.02%
25,584
-27,416
-52% -$274K
CND.WS
216
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$255K 0.02%
240,567
+190,321
+379% +$295K
EEM icon
217
PUT
iShares MSCI Emerging Markets ETF
EEM
$30B
$252K 0.02%
+130,000
New +$6.14M
TERN
218
DELISTED
Terns Pharmaceuticals
TERN
$252K 0.02%
85,000
– –
HORIU
219
DELISTED
Emerging Markets Horizon Corp. Unit
HORIU
$251K 0.02%
+25,365
New +$254K
SNDL icon
220
Sundial Growers
SNDL
$318M
$249K 0.02%
35,560
– –
AKLI
221
DELISTED
Akili Inc
AKLI
$247K 0.02%
25,000
-167,000
-87% -$1.65M
BTWN
222
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$237K 0.02%
24,000
– –
COR icon
223
Cencora
COR
$63.2B
$236K 0.02%
+1,528
New +$216K
DGX icon
224
Quest Diagnostics
DGX
$26.3B
$233K 0.02%
+1,703
New +$237K
TCOM icon
225
PUT
Trip.com Group
TCOM
$29.3B
$229K 0.02%
105,500
+5,500
+6% +$139K
7 8
9
10 11

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.