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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
201
CVS Health
CVS
$122B
$609K 0.06%
+5,903
New +$545K
TERN
202
DELISTED
Terns Pharmaceuticals
TERN
$601K 0.05%
85,000
– –
ISRG icon
203
Intuitive Surgical
ISRG
$139B
$594K 0.05%
+1,654
New +$569K
CTRA
204
DELISTED
Coterra Energy
CTRA
$592K 0.05%
+31,158
New +$650K
JMAC
205
DELISTED
Maxpro Capital Acquisition Corp. Class A Common Stock
JMAC
$574K 0.05%
+57,827
New +$573K
CZOO
206
PUT
DELISTED
Cazoo Group Ltd
CZOO
$567K 0.05%
+44
New +$680K
HIPO icon
207
Hippo Holdings
HIPO
$856M
$566K 0.05%
8,000
+4,000
+100% +$373K
LCID icon
208
PUT
Lucid Motors
LCID
$2.6B
$558K 0.05%
25,810
+23,010
+822% +$8.67M
FLNA
209
Filana Therapeutics
FLNA
$48.2M
$555K 0.05%
12,700
-162,300
-93% -$8.51M
SWCH
210
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$553K 0.05%
19,306
-70,103
-78% -$1.83M
DXCM icon
211
DexCom
DXCM
$33.1B
$550K 0.05%
+4,096
New +$589K
FVT
212
DELISTED
Fortress Value Acquisition Corp. III
FVT
$549K 0.05%
56,220
– –
C icon
213
PUT
Citigroup
C
$227B
$541K 0.05%
68,300
+13,900
+26% +$924K
BMRN icon
214
BioMarin Pharmaceuticals
BMRN
$13.3B
$540K 0.05%
+6,116
New +$505K
GRAB icon
215
Grab
GRAB
$15B
$535K 0.05%
+75,100
New +$573K
IQV icon
216
IQVIA
IQV
$39.8B
$530K 0.05%
+1,878
New +$487K
PIII icon
217
P3 Health Partners
PIII
$42.7M
$528K 0.05%
1,500
+1,108
+283% +$529K
ISAA
218
DELISTED
Iron Spark I Inc. Class A Common Stock
ISAA
$527K 0.05%
+53,000
New +$531K
HAL icon
219
Halliburton
HAL
$28B
$516K 0.05%
+22,546
New +$534K
MTTR
220
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$512K 0.05%
+24,800
New +$568K
ASAQ.WS
221
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$511K 0.05%
1,021,850
+288,953
+39% +$187K
RKLBW
222
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
$505K 0.05%
+140,990
New +$644K
FACA.U
223
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
$503K 0.05%
50,000
– –
DMYS
224
DELISTED
dMY Technology Group, Inc. VI
DMYS
$501K 0.05%
+51,000
New +$506K
ALGN icon
225
Align Technology
ALGN
$12.5B
$500K 0.05%
+761
New +$489K
7 8
9
10 11

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.