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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLUA
176
DELISTED
BlueRiver Acquisition Corp.
BLUA
$169K 0.02%
+16,782
New +$168K
AGAC
177
DELISTED
African Gold Acquisition Corp
AGAC
$165K 0.02%
+16,380
New +$163K
FOLD
178
DELISTED
Amicus Therapeutics
FOLD
$159K 0.02%
+13,001
New +$146K
FATE icon
179
Fate Therapeutics
FATE
$322M
$151K 0.02%
+15,000
New +$282K
HIPO icon
180
Hippo Holdings
HIPO
$856M
$140K 0.01%
10,300
-29,181
-74% -$438K
DALS
181
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$139K 0.01%
+13,897
New +$137K
KITTW icon
182
Nauticus Robotics Warrant
KITTW
$205K
$137K 0.01%
+519,261
New +$130K
NRDY.WS
183
DELISTED
Nerdy Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
NRDY.WS
$133K 0.01%
+579,596
New +$155K
BKLN icon
184
Invesco Senior Loan ETF
BKLN
$6.74B
$133K 0.01%
+6,492
New +$135K
DMAQR
185
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$132K 0.01%
2,202,668
+14,517
+0.7% +$830
WFC icon
186
PUT
Wells Fargo
WFC
$265B
$131K 0.01%
+30,000
New +$1.33M
GH icon
187
Guardant Health
GH
$22.4B
$131K 0.01%
4,819
-36,545
-88% -$1.67M
CLINR
188
DELISTED
Clean Earth Acquisitions Corp. Right
CLINR
$129K 0.01%
1,120,039
+603,629
+117% +$85.4K
SCRMW
189
DELISTED
Screaming Eagle Acquisition Corp. Warrant
SCRMW
$128K 0.01%
543,953
+493,415
+976% +$123K
DLCA
190
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$124K 0.01%
+12,302
New +$123K
VAQC
191
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$121K 0.01%
12,000
– –
SEATW icon
192
Vivid Seats Inc Warrant
SEATW
$544K
$121K 0.01%
+59,354
New +$128K
ROIVW
193
DELISTED
Roivant Sciences Ltd. Warrant
ROIVW
$120K 0.01%
62,100
+37,537
+153% +$41.1K
SDACW
194
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$119K 0.01%
2,971,264
+738,031
+33% +$28.9K
SIMO icon
195
PUT
Silicon Motion
SIMO
$7.82B
$112K 0.01%
+13,600
New +$834K
RKTA
196
DELISTED
Rocket Internet Growth Opportunities Corp.
RKTA
$110K 0.01%
+10,889
New +$109K
GH icon
197
PUT
Guardant Health
GH
$22.4B
$109K 0.01%
+4,800
New +$220K
VSEEW
198
DELISTED
VSEE HEALTH INC WTS 29
VSEEW
$106K 0.01%
1,067,620
-65,005
-6% -$6.86K
SDA icon
199
SunCar Technology Group
SDA
$81.6M
$104K 0.01%
+10,000
New +$103K
SMR icon
200
NuScale Power
SMR
$3.77B
$103K 0.01%
+10,000
New +$111K
6 7
8
9 10

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.