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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSEEW
176
DELISTED
VSEE HEALTH INC WTS 29
VSEEW
$164K 0.02%
1,132,625
+197,488
+21% +$21.8K
MSAIW icon
177
MultiSensor AI Holdings Warrant
MSAIW
$659K
$150K 0.01%
1,462,039
+154,240
+12% +$19.9K
WQGA.U
178
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
$150K 0.01%
+15,000
New +$151K
CGC
179
Canopy Growth
CGC
$418M
$149K 0.01%
9,000
-4,830
-35% -$149K
EONR.WS
180
EON Resources Warrants
EONR.WS
$149K 0.01%
782,805
+29,073
+4% +$1.89K
ADVWW
181
DELISTED
Advantage Solutions Warrant
ADVWW
$143K 0.01%
+1,427,643
New +$453K
LVOXW
182
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$137K 0.01%
437,330
-71,884
-14% -$15.8K
BEEM icon
183
Beam Global
BEEM
$26M
$134K 0.01%
11,000
-4,000
-27% -$57.5K
TGTX icon
184
TG Therapeutics
TGTX
$7.7B
$129K 0.01%
+112,000
New +$735K
CLINW
185
DELISTED
Clean Earth Acquisitions Corp. Warrant
CLINW
$129K 0.01%
755,900
+320,500
+74% +$34.5K
HLLY.WS
186
DELISTED
Holley Inc Warrants
HLLY.WS
$124K 0.01%
+192,860
New +$304K
TLT icon
187
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$122K 0.01%
+100,235
New +$11.3M
ABLLW
188
DELISTED
Abacus Life Warrant
ABLLW
$121K 0.01%
862,376
+732,819
+566% +$133K
DJTWW
189
Trump Media & Technology Group Warrants
DJTWW
$768M
$120K 0.01%
33,419
+11,409
+52% +$70.5K
VAQC
190
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$119K 0.01%
12,000
– –
CNDA.WS
191
DELISTED
Concord Acquisition Corp II Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CNDA.WS
$116K 0.01%
552,899
+203,055
+58% +$47.5K
CLINR
192
DELISTED
Clean Earth Acquisitions Corp. Right
CLINR
$114K 0.01%
+516,410
New +$74.2K
ASZ.WS
193
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$113K 0.01%
1,134,891
+359,047
+46% +$52.9K
SPY icon
194
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$111K 0.01%
+37,500
New +$14.9M
FSSIW
195
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$111K 0.01%
898,118
+77,141
+9% +$7.34K
ISEE
196
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$109K 0.01%
+41,900
New +$550K
BNAI
197
Brand Engagement Network
BNAI
$103M
$107K 0.01%
+1,077
New +$106K
ZTAQW
198
DELISTED
Zimmer Energy Transition Acquisition Corp. Warrants
ZTAQW
$107K 0.01%
380,832
+24,752
+7% +$8.78K
DMS.WS
199
DELISTED
Digital Media Solutions, Inc. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
DMS.WS
$103K 0.01%
+383,450
New +$76.4K
OPA.WS
200
DELISTED
Magnum Opus Acquisition Limited Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
OPA.WS
$102K 0.01%
599,510
-2,439
-0.4% -$236
6 7
8
9 10

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.