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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOAR icon
176
Volato Group
SOAR
$9.08M
$404K 0.04%
+1,631
New +$402K
GOGN.U
177
DELISTED
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
$400K 0.04%
+39,600
New +$401K
GCTS.WS
178
GCT Semiconductor Holding Warrants
GCTS.WS
$22.1M
$393K 0.04%
+1,011,049
New +$507K
MACU
179
DELISTED
Mallard Acquisition Corp. Common stock
MACU
$387K 0.04%
38,380
-204,224
-84% -$2.05M
PROK icon
180
ProKidney
PROK
$347M
$378K 0.04%
38,248
-283,752
-88% -$2.8M
SNDL icon
181
PUT
Sundial Growers
SNDL
$303M
$376K 0.04%
65,250
+50,000
+328% +$277K
TTWO icon
182
CALL
Take-Two Interactive
TTWO
$47.4B
$376K 0.04%
+99,800
New +$16M
PEGRW
183
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$372K 0.04%
799,670
-700,330
-47% -$361K
ADP icon
184
PUT
Automatic Data Processing
ADP
$109B
$347K 0.03%
37,500
-1,200
-3% -$257K
CTLT
185
DELISTED
CATALENT, INC.
CTLT
$344K 0.03%
3,101
+1,015
+49% +$106K
SDACW
186
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$343K 0.03%
1,144,742
+665,769
+139% +$259K
AENT icon
187
Alliance Entertainment
AENT
$288M
$342K 0.03%
+34,612
New +$340K
PRQR icon
188
ProQR Therapeutics
PRQR
$255M
$342K 0.03%
377,776
-1,187,068
-76% -$3.98M
BIIB icon
189
Biogen
BIIB
$30.6B
$341K 0.03%
+1,621
New +$353K
LMND icon
190
PUT
Lemonade
LMND
$4.08B
$333K 0.03%
+72,800
New +$2.06M
FITB
191
CALL
Fifth Third Bancorp
FITB
$51.8B
$328K 0.03%
101,000
-4,100
-4% -$191K
IPOD.WS
192
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$327K 0.03%
+344,642
New +$406K
ASAQ.WS
193
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$318K 0.03%
1,462,280
+440,430
+43% +$147K
TWOA
194
DELISTED
two
TWOA
$313K 0.03%
32,000
-33,000
-51% -$321K
SPY icon
195
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$302K 0.03%
111,800
-10,700
-9% -$4.76M
RVTY icon
196
Revvity
RVTY
$12.9B
$300K 0.03%
1,719
+567
+49% +$101K
DMAQR
197
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$297K 0.03%
1,651,599
+570,348
+53% +$144K
SCLE
198
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$295K 0.03%
30,000
– –
LUXAW
199
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$293K 0.03%
+698,094
New +$397K
WAT icon
200
Waters Corp
WAT
$40.4B
$292K 0.03%
940
+308
+49% +$100K
6 7
8
9 10

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.