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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPWR icon
151
SunPower Inc
SPWR
$49.6M
$1.24M 0.11%
+127,691
New +$1.24M
NRDY icon
152
Nerdy
NRDY
$93.5M
$1.22M 0.11%
+271,330
New +$1.94M
TGT icon
153
PUT
Target
TGT
$69B
$1.22M 0.11%
30,900
-5,100
-14% -$1.24M
IDXX icon
154
Idexx Laboratories
IDXX
$46.9B
$1.21M 0.11%
+1,838
New +$1.15M
SNAX
155
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$1.19M 0.11%
20,117
– –
WBD icon
156
PUT
Warner Bros
WBD
$67.4B
$1.15M 0.1%
122,200
– –
HTZ icon
157
CALL
Hertz
HTZ
$756M
$1.14M 0.1%
+936,700
New +$22.4M
AWAY icon
158
Amplify Travel Tech ETF
AWAY
$32.3M
$1.1M 0.1%
45,356
-7,558
-14% -$199K
TBLAW
159
DELISTED
Taboola.com Ltd Warrant
TBLAW
$1.09M 0.1%
697,500
– –
ZBH icon
160
Zimmer Biomet
ZBH
$18.7B
$1.06M 0.1%
+8,559
New +$1.12M
JWSM
161
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$1.01M 0.09%
103,407
+3,407
+3% +$33.4K
SDACU
162
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$1M 0.09%
100,000
– –
VGII.U
163
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$998K 0.09%
99,800
-200
-0.2% -$2K
PICC.U
164
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$990K 0.09%
100,000
– –
PRPC
165
DELISTED
CC Neuberger Principal Holdings III
PRPC
$988K 0.09%
100,000
– –
FCAX
166
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$976K 0.09%
100,000
– –
AMD icon
167
PUT
Advanced Micro Devices
AMD
$767B
$958K 0.09%
296,300
+61,300
+26% +$8.24M
CND
168
DELISTED
Concord Acquisition Corp.
CND
$950K 0.09%
+102,491
New +$1.12M
ZNGA
169
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$937K 0.09%
+146,399
New +$1.01M
LW icon
170
Lamb Weston
LW
$7.12B
$916K 0.08%
+14,445
New +$833K
SVFA
171
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$898K 0.08%
+89,356
New +$893K
OPTU
172
Optimum Communications Inc
OPTU
$306M
$869K 0.08%
+53,697
New +$910K
TCOM icon
173
Trip.com Group
TCOM
$29.7B
$866K 0.08%
+35,189
New +$997K
NRDY icon
174
PUT
Nerdy
NRDY
$93.5M
$843K 0.08%
+281,000
New +$2.01M
TROX icon
175
Tronox
TROX
$993M
$839K 0.08%
34,896
-9,104
-21% -$218K
5 6
7
8 9

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.