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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCTS.WS
126
GCT Semiconductor Holding Warrants
GCTS.WS
$22.1M
$381K 0.04%
2,381,151
+516,318
+28% +$90.7K
ZBH icon
127
Zimmer Biomet
ZBH
$18.7B
$380K 0.04%
+3,632
New +$399K
BTWN
128
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$377K 0.04%
37,556
+13,556
+56% +$135K
USWS
129
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$370K 0.04%
+72,979
New +$421K
NRGV icon
130
Energy Vault
NRGV
$605M
$353K 0.03%
66,911
-66,914
-50% -$364K
LAZR
131
DELISTED
Luminar Technologies
LAZR
$345K 0.03%
+66,667
New +$7.96M
COLB icon
132
Columbia Banking Systems
COLB
$8.84B
$344K 0.03%
11,916
– –
EFHTU
133
DELISTED
EF Hutton Acquisition Corporation I Unit
EFHTU
$329K 0.03%
+32,928
New +$328K
TWOA
134
DELISTED
two
TWOA
$317K 0.03%
32,000
– –
STE icon
135
Steris
STE
$23.3B
$312K 0.03%
+1,878
New +$382K
EXAS
136
DELISTED
Exact Sciences
EXAS
$310K 0.03%
+71,158
New +$2.93M
SCLE
137
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$296K 0.03%
30,000
– –
BHVN icon
138
Biohaven
BHVN
$2.19B
$289K 0.03%
+46,914
New +$340K
SGHC.WS
139
DELISTED
Super Group (SGHC) Limited Redeemable Warrants, each whole Warrant exercisable for one Ordinary Share, each at an exercise price of $11. 50 per share
SGHC.WS
$287K 0.03%
409,755
+43,316
+12% +$32.3K
TBLAW
140
DELISTED
Taboola.com Ltd Warrant
TBLAW
$286K 0.03%
697,500
– –
WST icon
141
West Pharmaceutical
WST
$24.8B
$284K 0.03%
+1,156
New +$352K
CNK icon
142
Cinemark Holdings
CNK
$4.38B
$279K 0.03%
+316,900
New +$4.96M
FOA.WS
143
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$273K 0.03%
2,104,294
+250,551
+14% +$33.7K
PINS icon
144
Pinterest
PINS
$13.8B
$270K 0.03%
+136,200
New +$2.99M
ISAA
145
DELISTED
Iron Spark I Inc. Class A Common Stock
ISAA
$253K 0.02%
25,584
-193,066
-88% -$1.91M
IPOD
146
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$250K 0.02%
25,000
– –
PACX
147
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$249K 0.02%
25,000
-200,000
-89% -$1.98M
HMCO
148
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$249K 0.02%
25,000
– –
VEEA
149
Veea Inc
VEEA
$8.68M
$248K 0.02%
+25,000
New +$246K
WAT icon
150
Waters Corp
WAT
$40.4B
$247K 0.02%
+915
New +$292K
4 5
6
7 8

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.