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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FITB
101
Fifth Third Bancorp
FITB
$51.8B
$557K 0.05%
117,084
+98,706
+537% +$3.4M
TDW icon
102
Tidewater
TDW
$4.48B
$550K 0.05%
+25,353
New +$540K
BSGA
103
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$549K 0.05%
53,401
– –
HAL icon
104
Halliburton
HAL
$28.2B
$546K 0.05%
51,956
+26,970
+108% +$771K
AFACW
105
DELISTED
Arena Fortify Acquisition Corp. Warrant
AFACW
$545K 0.05%
545,000
– –
FPAC
106
DELISTED
Far Peak Acquisition Corporation
FPAC
$544K 0.05%
55,000
– –
VYX icon
107
NCR Voyix
VYX
$1.12B
$543K 0.05%
132,030
+107,580
+440% +$1.97M
GH icon
108
Guardant Health
GH
$22.3B
$513K 0.05%
+41,364
New +$2.12M
ADP icon
109
Automatic Data Processing
ADP
$108B
$506K 0.05%
39,111
+33,620
+612% +$7.93M
APLS
110
DELISTED
Apellis Pharmaceuticals
APLS
$501K 0.05%
19,000
+16,008
+535% +$947K
IQV icon
111
IQVIA
IQV
$40B
$492K 0.05%
+2,717
New +$595K
CCJ icon
112
Cameco
CCJ
$43B
$491K 0.05%
+160,000
New +$4.09M
DXCM icon
113
DexCom
DXCM
$33.4B
$491K 0.05%
+6,095
New +$516K
SMH icon
114
VanEck Semiconductor ETF
SMH
$71B
$487K 0.05%
146,000
+138,000
+1,725% +$15M
MBI icon
115
MBIA
MBI
$256M
$483K 0.05%
109,298
+100,190
+1,100% +$1.19M
OHPAU
116
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$469K 0.04%
+47,782
New +$470K
AWAY icon
117
Amplify Travel Tech ETF
AWAY
$32.4M
$465K 0.04%
29,496
-4,714
-14% -$83.7K
OTMO
118
DELISTED
Otonomo Technologies Ltd. Ordinary shares
OTMO
$458K 0.04%
+108,378
New +$981K
BZFD icon
119
BuzzFeed
BZFD
$95.8M
$457K 0.04%
73,236
– –
ISRG icon
120
Intuitive Surgical
ISRG
$141B
$448K 0.04%
+2,388
New +$513K
SVFA
121
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$445K 0.04%
44,678
– –
IDXX icon
122
Idexx Laboratories
IDXX
$47.1B
$432K 0.04%
+1,327
New +$487K
MTD icon
123
Mettler-Toledo International
MTD
$28.7B
$431K 0.04%
+398
New +$495K
RAM
124
DELISTED
Aries I Acquisition Corporation Class A Ordinary Share
RAM
$411K 0.04%
+40,000
New +$413K
FVT
125
DELISTED
Fortress Value Acquisition Corp. III
FVT
$392K 0.04%
39,563
-10,437
-21% -$103K
3 4
5
6 7

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.