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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFIV
101
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$2.08M 0.19%
211,914
– –
SILJ icon
102
Amplify Junior Silver Miners ETF
SILJ
$3.95B
$2.06M 0.19%
+165,347
New +$2.14M
PARA
103
Banzai International
PARA
$5.5M
$1.97M 0.18%
20
– –
NOAC
104
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$1.96M 0.18%
200,000
– –
HCII
105
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$1.96M 0.18%
200,000
+100,000
+100% +$977K
FCX icon
106
CALL
Freeport-McMoran
FCX
$98.7B
$1.95M 0.18%
600,800
+281,700
+88% +$10.7M
LCID icon
107
Lucid Motors
LCID
$2.6B
$1.92M 0.17%
5,051
+3,021
+149% +$1.14M
AKLI
108
DELISTED
Akili Inc
AKLI
$1.91M 0.17%
+192,000
New +$1.9M
CONE
109
DELISTED
CyrusOne Inc Common Stock
CONE
$1.88M 0.17%
+20,900
New +$1.77M
BEEM icon
110
Beam Global
BEEM
$25.3M
$1.86M 0.17%
100,000
+50,000
+100% +$1.36M
XPOA
111
DELISTED
DPCM Capital, Inc.
XPOA
$1.82M 0.16%
185,153
– –
ROSS
112
DELISTED
Ross Acquisition Corp II
ROSS
$1.82M 0.16%
+186,186
New +$1.82M
ADVM
113
DELISTED
Adverum Biotechnologies
ADVM
$1.71M 0.16%
+97,218
New +$1.95M
FSSI
114
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$1.7M 0.15%
175,000
– –
JAQC
115
DELISTED
Jupiter Acquisition Corporation Common stock
JAQC
$1.68M 0.15%
+175,000
New +$1.69M
GM icon
116
General Motors
GM
$77.2B
$1.64M 0.15%
27,913
-19,260
-41% -$1.13M
CSCO icon
117
Cisco
CSCO
$483B
$1.6M 0.15%
+25,275
New +$1.44M
RNW icon
118
ReNew
RNW
$2.23B
$1.58M 0.14%
+203,446
New +$1.79M
RMGC
119
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$1.57M 0.14%
160,900
– –
WBA
120
DELISTED
Walgreens Boots Alliance
WBA
$1.54M 0.14%
+29,605
New +$1.43M
DOW icon
121
Dow Inc
DOW
$22.1B
$1.54M 0.14%
+27,100
New +$1.55M
APPH
122
DELISTED
AppHarvest, Inc. Common Stock
APPH
$1.52M 0.14%
391,943
– –
DIS icon
123
Walt Disney
DIS
$178B
$1.52M 0.14%
+9,793
New +$1.58M
INTC icon
124
Intel
INTC
$492B
$1.51M 0.14%
+29,379
New +$1.5M
PG icon
125
Procter & Gamble
PG
$340B
$1.51M 0.14%
+9,227
New +$1.37M
3 4
5
6 7

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.