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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLU
101
DELISTED
BELLUS Health Inc.
BLU
$815K 0.19%
+81,650
New +$728K
HTT
102
PUT
High Templar Tech Ltd
HTT
$394M
$800K 0.18%
304,800
+16,900
+6% +$47.5K
JIH.U
103
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$745K 0.17%
+73,356
New +$755K
LOGM
104
DELISTED
LogMein, Inc.
LOGM
$709K 0.16%
+8,519
New +$718K
LIVK
105
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$690K 0.16%
+72,500
New +$706K
UTZ icon
106
Utz Brands
UTZ
$1.25B
$671K 0.15%
65,595
-20,909
-24% -$221K
GRUB
107
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$671K 0.15%
+27,600
New +$2.71M
LSACU
108
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
$652K 0.15%
+65,175
New +$645K
SMH icon
109
PUT
VanEck Semiconductor ETF
SMH
$70.1B
$643K 0.15%
69,400
-200,600
-74% -$13.5M
HYG icon
110
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$635K 0.15%
402,600
-354,800
-47% -$30M
LPX icon
111
Louisiana-Pacific
LPX
$5.2B
$634K 0.15%
+36,919
New +$1.02M
SRPT icon
112
PUT
Sarepta Therapeutics
SRPT
$1.81B
$615K 0.14%
20,500
+300
+1% +$34.3K
AON icon
113
Aon
AON
$75.7B
$614K 0.14%
+3,721
New +$762K
THCX
114
DELISTED
AXS Cannabis ETF
THCX
$594K 0.14%
7,500
-2,500
-25% -$266K
BNTX icon
115
BioNTech
BNTX
$23.3B
$584K 0.13%
+10,000
New +$389K
GNLN icon
116
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
CCH.WS
117
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
$552K 0.13%
408,921
+101,873
+33% +$173K
FCX icon
118
PUT
Freeport-McMoran
FCX
$98.7B
$548K 0.13%
+212,500
New +$2.22M
TLMD
119
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$530K 0.12%
+54,032
New +$533K
GME icon
120
GameStop
GME
$8.43B
$525K 0.12%
+600,000
New +$643K
TIF
121
PUT
DELISTED
Tiffany & Co.
TIF
$513K 0.12%
192,800
-791,900
-80% -$104M
FPAC.WS
122
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$498K 0.11%
+922,869
New +$1.37M
MDP
123
PUT
DELISTED
Meredith Corporation
MDP
$490K 0.11%
+69,500
New +$1.85M
FIT
124
PUT
DELISTED
Fitbit, Inc. Class A common stock
FIT
$457K 0.1%
1,590,200
-104,100
-6% -$673K
FEAC.U
125
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$452K 0.1%
+45,356
New +$452K
3 4
5
6 7

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.