Cowen and Company’s AXS Cannabis ETF THCX Stock Holding History

Cowen and Company’s Portfolio THCX Stock Details THCX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-2,500	Closed	-$429K	–	740
2021 Q2	$429K	Hold	2,500	–	–	0.02%	200
2021 Q1	$492K	Sell	2,500 -5,000	-67%	-$980K	0.03%	190
2020 Q4	$938K	Hold	7,500	–	–	0.08%	87
2020 Q3	$622K	Hold	7,500	–	–	0.1%	123
2020 Q2	$719K	Hold	7,500	–	–	0.12%	113
2020 Q1	$594K	Sell	7,500 -2,500	-25%	-$266K	0.14%	114
2019 Q4	$1.25M	Buy	+10,000	New	+$1.42M	0.11%	79

Other funds holding THCX

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

AIA

Alera Investment Advisors Deerfield, Illinois $851M AUM 29.76% 1-Year Est. Return

Wealthfront Advisers Palo Alto, California $45.6B AUM 18.83% 1-Year Est. Return

SWP

ShoreHaven Wealth Partners Red Bank, New Jersey $318M AUM 24.89% 1-Year Est. Return

Cowen and Company's THCX Position: Q3 2021 in Review

Cowen and Company sold out of AXS Cannabis ETF (THCX) in Q3 2021, closing a stake of 2,500 shares — an estimated $429K sold.

Cowen and Company first reported a position in THCX in Q4 2019 and held it in 7 quarters. The position peaked at $1.25M in Q4 2019. 49 funds tracked by Wall St. Rank hold THCX as of Q3 2021.

Cowen and Company reported no remaining AXS Cannabis ETF position as of Q3 2021 after selling out during the quarter.
Cowen and Company sold 2,500 AXS Cannabis ETF shares in Q3 2021, an estimated $429K.
Cowen and Company first reported a position in AXS Cannabis ETF in Q4 2019 and held it in 7 quarters.
Cowen and Company's AXS Cannabis ETF position peaked at $1.25M in Q4 2019.
49 funds tracked by Wall St. Rank held AXS Cannabis ETF as of Q3 2021.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.