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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVIV.U
76
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$2.99M 0.27%
300,000
– –
AAPL icon
77
Apple
AAPL
$4.5T
$2.97M 0.27%
+16,752
New +$2.65M
NSTD.U
78
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$2.97M 0.27%
300,000
– –
SPGS.U
79
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$2.97M 0.27%
300,000
– –
PLMIU
80
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$2.93M 0.27%
300,000
– –
CRM icon
81
Salesforce
CRM
$162B
$2.9M 0.26%
11,424
-7,434
-39% -$2.09M
SLGC
82
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$2.88M 0.26%
247,226
– –
WBD icon
83
Warner Bros
WBD
$67.4B
$2.88M 0.26%
122,200
– –
FOA icon
84
Finance of America Companies
FOA
$195M
$2.85M 0.26%
+71,822
New +$3.41M
GRND icon
85
Grindr
GRND
$2.91B
$2.77M 0.25%
+273,000
New +$2.77M
SWCH
86
CALL
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$2.69M 0.24%
194,900
– –
REE
87
DELISTED
REE Automotive
REE
$2.62M 0.24%
15,753
– –
BZFD icon
88
BuzzFeed
BZFD
$94.2M
$2.58M 0.23%
+120,803
New +$4.26M
DNAB
89
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$2.55M 0.23%
+258,000
New +$2.55M
DNAD
90
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$2.53M 0.23%
258,000
+233,000
+932% +$2.3M
AZN icon
91
AstraZeneca
AZN
$251B
$2.53M 0.23%
21,706
+460
+2% +$54.1K
IMUX icon
92
Immunic
IMUX
$191M
$2.45M 0.22%
+25,586
New +$2.3M
MACU
93
DELISTED
Mallard Acquisition Corp. Common stock
MACU
$2.44M 0.22%
242,604
– –
SDST
94
Stardust Power Inc
SDST
$7.25M
$2.43M 0.22%
25,000
+3,478
+16% +$339K
TBLA icon
95
Taboola.com
TBLA
$1.12B
$2.38M 0.22%
305,301
– –
ENVXW
96
DELISTED
Enovix Corporation Warrant
ENVXW
$2.36M 0.21%
+150,000
New +$2.44M
AMD icon
97
CALL
Advanced Micro Devices
AMD
$767B
$2.27M 0.21%
167,700
+160,400
+2,197% +$21.6M
SNTI icon
98
Senti Biosciences Holdings
SNTI
$10.9M
$2.27M 0.21%
+23,070
New +$2.3M
CORS
99
DELISTED
Corsair Partnering Corporation
CORS
$2.15M 0.2%
+220,496
New +$2.15M
MIC
100
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2.08M 0.19%
570,000
-620,000
-52% -$4.05M
2 3
4
5 6

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.