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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARNA
876
PUT
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-20,200
Closed -$19K
HCCCW
877
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
– –
-31,275
Closed -$15K
NUAN
878
CALL
DELISTED
Nuance Communications, Inc.
NUAN
– –
-1,046,300
Closed -$198K
NUAN
879
PUT
DELISTED
Nuance Communications, Inc.
NUAN
– –
-5,100
Closed -$2K
DSKEW
880
DELISTED
Daseke, Inc. Warrant
DSKEW
– –
-100,000
Closed -$13K
XLNX
881
CALL
DELISTED
Xilinx Inc
XLNX
– –
-157,600
Closed -$6.66M
XLNX
882
PUT
DELISTED
Xilinx Inc
XLNX
– –
-269,700
Closed -$800K
NXU.WS
883
DELISTED
Novus Capital Corporation II Redeemable warrants, each whole warrant exercisable for shares of Class
NXU.WS
– –
-77,081
Closed -$97K
GCACW
884
DELISTED
Growth Capital Acquisition Corp. Warrant
GCACW
– –
-257,133
Closed -$231K
SBEA
885
DELISTED
SilverBox Engaged Merger Corp I Class A Common Stock
SBEA
– –
-325,000
Closed -$3.3M
SBEAW
886
DELISTED
SilverBox Engaged Merger Corp I Warrant
SBEAW
– –
-25,000
Closed -$35K
RKLBW
887
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
– –
-140,990
Closed -$505K
LICY.WS
888
DELISTED
Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
LICY.WS
– –
-50,000
Closed -$124K
CFFVW
889
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
– –
-21,960
Closed -$12K
CSPR
890
DELISTED
Casper Sleep Inc.
CSPR
– –
-60,000
Closed -$401K
YSAC.WS
891
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
– –
-343,191
Closed -$281K
CYXTW
892
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
– –
-48,644
Closed -$162K
TGP
893
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-300,000
Closed -$5.08M
ENVXW
894
DELISTED
Enovix Corporation Warrant
ENVXW
– –
-150,000
Closed -$2.36M
DISH
895
CALL
DELISTED
DISH Network Corp.
DISH
– –
-15,500
Closed -$50K
DISH
896
DELISTED
DISH Network Corp.
DISH
– –
-745
Closed -$24K
PSPC.WS
897
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
– –
-22,201
Closed -$19K
PICC.U
898
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
– –
-100,000
Closed -$990K
STL
899
DELISTED
Sterling Bancorp
STL
– –
-8,724
Closed -$225K
32 33 34 35
36

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Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.