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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOAS.WS
851
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
– –
-50,000
Closed -$27K
SBII.WS
852
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
– –
-62,800
Closed -$35K
GBT
853
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-12,000
Closed -$13K
GBT
854
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-2,657
Closed -$78K
GBT
855
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-12,000
Closed -$40K
CHNG
856
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-231,400
Closed -$11K
CLAQR
857
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
– –
-115,772
Closed -$39K
ACKIW
858
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
– –
-40,000
Closed -$20K
FOUNW
859
DELISTED
Founder SPAC Warrants
FOUNW
– –
-423,774
Closed -$326K
RDUS
860
CALL
DELISTED
Radius Health, Inc.
RDUS
– –
-37,700
Closed -$30K
RDUS
861
DELISTED
Radius Health, Inc.
RDUS
– –
-12,393
Closed -$86K
RDUS
862
PUT
DELISTED
Radius Health, Inc.
RDUS
– –
-37,700
Closed -$30K
XPOA
863
DELISTED
DPCM Capital, Inc.
XPOA
– –
-185,153
Closed -$1.82M
CNR
864
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-46,288
Closed -$807K
EJFAU
865
DELISTED
EJF Acquisition Corp. Unit
EJFAU
– –
-600,000
Closed -$6.16M
VGII.U
866
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
– –
-99,800
Closed -$998K
DIDI
867
CALL
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-85,000
Closed -$2K
DIDI
868
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-300
Closed -$1K
DIDI
869
PUT
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-85,300
Closed -$469K
CAS.WS
870
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
– –
-37,275
Closed -$19K
ZNGA
871
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-146,399
Closed -$1.29M
BOWL.WS
872
DELISTED
Bowlero Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an e
BOWL.WS
– –
-50,000
Closed -$58K
TLMDW
873
DELISTED
SOC Telemed, Inc. Warrants
TLMDW
– –
-33,590
Closed -$5K
CONE
874
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-20,900
Closed -$1.88M
ARNA
875
CALL
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-11,200
Closed -$14K
32 33 34
35
36

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Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.