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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCHGW
826
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
– –
-57,528
Closed -$4K
HIGA.WS
827
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
– –
-20,499
Closed -$2K
NMMCW
828
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
– –
-82,200
Closed -$25K
VYGG.WS
829
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
– –
-1,067,769
Closed -$246K
CRU.WS
830
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
– –
-188,451
Closed -$19K
IMPX.WS
831
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
– –
-1,347,558
Closed -$512K
VTAQR
832
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
– –
-107,200
Closed -$11K
IPOD.WS
833
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
– –
-19,022
Closed -$9K
IPOF.WS
834
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-20,500
Closed -$10K
KCAC.WS
835
DELISTED
Kensington Capital Acquisition Corp. IV Class 1 redeemable warrants, each exercisable for one Class A ordinary share at an exercise price of $11.50
KCAC.WS
– –
-67,464
Closed -$20K
ETACW
836
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
– –
-50,000
Closed -$7K
WARR.WS
837
DELISTED
Warrior Technologies Acquisition Company Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
WARR.WS
– –
-33,487
Closed -$2K
ATHX
838
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-930
Closed -$6K
BKEP
839
DELISTED
Blueknight Energy Partners L.P.
BKEP
– –
-550,000
Closed -$2.49M
RBAC
840
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-1,251,692
Closed -$12.5M
XPOA.WS
841
DELISTED
DPCM Capital, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at
XPOA.WS
– –
-49,300
Closed -$17K
LEAP.WS
842
DELISTED
Ribbit LEAP, Ltd. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exer
LEAP.WS
– –
-76,711
Closed -$17K
ASPCW
843
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
– –
-539,576
Closed -$141K
DSAC
844
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-139,006
Closed -$1.38M
MILE
845
DELISTED
Metromile, Inc. Common Stock
MILE
– –
-22,651
Closed -$21K
MILEW
846
DELISTED
Metromile, Inc. Warrant
MILEW
– –
-259,596
Closed -$39K
GSAQ
847
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
– –
-44,999
Closed -$448K
GSAQW
848
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
– –
-125,000
Closed -$9K
PSTH
849
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-952,000
Closed -$19M
MIC
850
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-1,143,142
Closed -$4.47M
31 32 33
34
35

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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.