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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVRAW
826
DELISTED
Levere Holdings Corp. Warrant
LVRAW
– –
-120,250
Closed -$102K
LDHAU
827
DELISTED
LDH Growth Corp I Units
LDHAU
– –
-20,000
Closed -$197K
FRON
828
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
– –
-24,407
Closed -$237K
AGGRW
829
DELISTED
Agile Growth Corp Warrant
AGGRW
– –
-296,138
Closed -$188K
FRSGU
830
DELISTED
First Reserve Sustainable Growth Corp. Unit
FRSGU
– –
-48,901
Closed -$491K
FTAAW
831
DELISTED
FTAC Athena Acquisition Corp. Warrant
FTAAW
– –
-71,302
Closed -$93K
WEBR
832
DELISTED
Weber Inc.
WEBR
– –
-70,000
Closed -$1.23M
WEBR
833
PUT
DELISTED
Weber Inc.
WEBR
– –
-70,000
Closed -$290K
LGACW
834
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
– –
-10,000
Closed -$8K
ITQRU
835
DELISTED
Itiquira Acquisition Corp. Unit
ITQRU
– –
-79,514
Closed -$791K
GSQD.U
836
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
– –
-32,172
Closed -$324K
NAAC
837
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
– –
-194,938
Closed -$1.9M
RSX
838
DELISTED
VanEck Russia ETF
RSX
– –
-28,265
Closed -$857K
POWRW
839
DELISTED
Powered Brands Warrants
POWRW
– –
-22,111
Closed -$14K
GIIXW
840
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
– –
-57,907
Closed -$66K
OPALW
841
DELISTED
OPAL Fuels Inc. Warrant
OPALW
– –
-32,200
Closed -$35K
COVAW
842
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
– –
-52,700
Closed -$31K
CLVS
843
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-41,492
Closed -$185K
CLVS
844
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-72,200
Closed -$27K
RXRAU
845
DELISTED
RXR Acquisition Corp. Units
RXRAU
– –
-17,065
Closed -$168K
ATA.WS
846
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
– –
-23,132
Closed -$11K
KLAQ
847
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
– –
-28,796
Closed -$281K
PAFOR
848
DELISTED
Pacifico Acquisition Corp. Rights
PAFOR
– –
-100,500
Closed -$39K
POND.WS
849
DELISTED
Angel Pond Holdings Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
POND.WS
– –
-42,318
Closed -$33K
FTCV
850
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
– –
-26,268
Closed -$266K
32 33
34
35 36

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.