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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCRDW
801
DELISTED
Decarbonization Plus Acquisition Corporation IV Warrant
DCRDW
– –
-294,479
Closed -$59K
MSAC
802
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
– –
-500,000
Closed -$4.9M
BIOT
803
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
– –
-150,000
Closed -$1.49M
TCDA
804
CALL
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-15,000
Closed -$18K
TCDA
805
PUT
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-12,800
Closed -$58K
FCAX
806
DELISTED
Fortress Capital Acquisition Corp.
FCAX
– –
-100,000
Closed -$985K
FACA
807
DELISTED
Figure Acquisition Corp. I
FACA
– –
-124,611
Closed -$1.22M
HUGS
808
DELISTED
USHG Acquisition Corp.
HUGS
– –
-106,876
Closed -$1.05M
DHBCW
809
DELISTED
DHB Capital Corp. Warrant
DHBCW
– –
-49,900
Closed -$6K
VTIQU
810
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
– –
-31,712
Closed -$311K
FSSI
811
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
– –
-100,000
Closed -$981K
REVHU
812
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
– –
-187,900
Closed -$1.84M
ACII
813
DELISTED
Atlas Crest Investment Corp. II
ACII
– –
-100,000
Closed -$981K
TSIBW
814
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
– –
-38,420
Closed -$5K
TSIB
815
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
– –
-190,000
Closed -$1.86M
SBII
816
DELISTED
Sandbridge X2 Corp.
SBII
– –
-13,510
Closed -$132K
FLACW
817
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
– –
-124,551
Closed -$10K
TEN
818
CALL
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-13,000
Closed -$1K
CRHC.WS
819
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
– –
-238,287
Closed -$102K
NOAC
820
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
– –
-200,000
Closed -$1.98M
NOACW
821
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
– –
-17,467
Closed -$1K
MIT.WS
822
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
– –
-33,947
Closed -$5K
TWTR
823
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-12,000
Closed -$5K
TWTR
824
PUT
DELISTED
Twitter, Inc.
TWTR
– –
-88,200
Closed -$903K
REEAW
825
DELISTED
REE Automotive Ltd. Warrant
REEAW
– –
-130,200
Closed -$24K
31 32
33
34 35

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FPCG
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.