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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRXB.WS
801
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
– –
-61,369
Closed -$53K
APGB.WS
802
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
– –
-42,403
Closed -$39K
VMW
803
CALL
DELISTED
VMware, Inc
VMW
– –
-2,200
Closed -$5K
EQRXW
804
DELISTED
EQRx, Inc. Warrant
EQRXW
– –
-289,785
Closed -$620K
EQRX
805
DELISTED
EQRx, Inc. Common Stock
EQRX
– –
-56,540
Closed -$561K
TRCA.WS
806
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
– –
-25,000
Closed -$17K
CANO
807
CALL
DELISTED
Cano Health, Inc.
CANO
– –
-5,818
Closed -$102K
CANO
808
DELISTED
Cano Health, Inc.
CANO
– –
-2,588
Closed -$3.28M
CANO
809
PUT
DELISTED
Cano Health, Inc.
CANO
– –
-989
Closed -$57K
TMPO
810
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-100,000
Closed -$991K
TMPOW
811
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-223,824
Closed -$134K
CCV.WS
812
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
– –
-25,000
Closed -$33K
FZT.WS
813
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
– –
-10,102
Closed -$9K
SDC
814
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-4,237
Closed -$23K
SDC
815
PUT
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-80,300
Closed -$2K
SLVRU
816
DELISTED
SilverSPAC Inc. Unit
SLVRU
– –
-18,098
Closed -$180K
CLVR
817
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-473
Closed -$110K
SUNL
818
CALL
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-1,125
Closed -$3K
SUNL
819
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-1,325
Closed -$141K
AJRD
820
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-20,400
Closed -$19K
VRAY
821
DELISTED
ViewRay, Inc.
VRAY
– –
-9,167
Closed -$55.8K
FMIVW
822
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
– –
-57,196
Closed -$60K
HCNEW
823
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
– –
-10,219
Closed -$12K
BNNRU
824
DELISTED
Banner Acquisition Corp. Units
BNNRU
– –
-110,950
Closed -$1.1M
VLTA
825
DELISTED
Volta Inc.
VLTA
– –
-104,500
Closed -$904K
31 32
33
34 35

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.