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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEV
776
DELISTED
FinTech Evolution Acquisition Group
FTEV
– –
-75,000
Closed -$744K
IBER
777
DELISTED
Ibere Pharmaceuticals
IBER
– –
-246,290
Closed -$2.44M
CPAQW
778
DELISTED
Counter Press Acquisition Corporation Warrant
CPAQW
– –
-96,109
Closed -$4K
WQGA.U
779
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
– –
-15,000
Closed -$150K
FOXWW
780
DELISTED
FoxWayne Enterprises Acquisition Corp. Warrant
FOXWW
– –
-14,975
Closed -$1K
JCIC
781
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
– –
-10,179
Closed -$101K
JCICW
782
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
– –
-99,436
Closed -$26K
TZPS
783
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
– –
-75,000
Closed -$746K
BRMK.WS
784
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
– –
-19,700
Closed -$1K
OYST
785
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
– –
-509,794
Closed -$2.87M
GIIXW
786
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
– –
-68,261
Closed -$64K
AKICW
787
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
– –
-50,000
Closed -$2K
ISAA
788
DELISTED
Iron Spark I Inc. Class A Common Stock
ISAA
– –
-25,584
Closed -$253K
FTVIW
789
DELISTED
FinTech Acquisition Corp. VI Warrants
FTVIW
– –
-24,273
Closed -$1K
GACQW
790
DELISTED
Global Consumer Acquisition Corp. Warrant
GACQW
– –
-129,509
Closed -$17K
SPTKW
791
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
– –
-29,800
Closed -$1K
FTEV.WS
792
DELISTED
FinTech Evolution Acquisition Group Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share for $11.50 per share
FTEV.WS
– –
-74,507
Closed -$7K
ACDI.WS
793
DELISTED
Ascendant Digital Acquisition Corp. III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11. 50 per share
ACDI.WS
– –
-68,100
Closed -$3K
BGSX.WS
794
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
– –
-97,920
Closed -$7K
AGAC.WS
795
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
– –
-349,501
Closed -$14K
GIWWW
796
DELISTED
GigInternational1, Inc. Warrant
GIWWW
– –
-387,543
Closed -$31K
FPAC.WS
797
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
– –
-84,333
Closed -$19K
SGHC.WS
798
DELISTED
Super Group (SGHC) Limited Redeemable Warrants, each whole Warrant exercisable for one Ordinary Share, each at an exercise price of $11. 50 per share
SGHC.WS
– –
-409,755
Closed -$287K
RKTA.WS
799
DELISTED
Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RKTA.WS
– –
-11,625
Closed -$1K
AFAQW
800
DELISTED
AF Acquisition Corp Warrants
AFAQW
– –
-158,633
Closed -$7K
30 31
32
33 34

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.