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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZLS
776
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
– –
-50,000
Closed -$486K
SPECW
777
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
– –
-12,500
Closed -$2K
CNGL
778
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
– –
-100,000
Closed -$1M
EVBG
779
CALL
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-47,900
Closed -$29K
AKLI
780
DELISTED
Akili Inc
AKLI
– –
-25,000
Closed -$247K
ADOC
781
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
– –
-160,000
Closed -$1.63M
FAZE
782
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-647,549
Closed -$6.45M
SLACU
783
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
– –
-39,254
Closed -$386K
BHIL.WS
784
DELISTED
Benson Hill, Inc. Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50
BHIL.WS
– –
-21,814
Closed -$10K
CFIV
785
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
– –
-146,654
Closed -$1.44M
APRN
786
CALL
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
– –
-1,667
Closed -$2K
BOAC
787
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
– –
-569,891
Closed -$5.65M
ACAQ
788
DELISTED
Athena Consumer Acquisition Corp.
ACAQ
– –
-15,135
Closed -$152K
SDC
789
CALL
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-298,400
Closed -$3K
ADER
790
DELISTED
26 Capital Acquisition Corp
ADER
– –
-1,000,000
Closed -$9.81M
APGN
791
DELISTED
Apexigen, Inc. Common Stock
APGN
– –
-300,000
Closed -$3.05M
HGEN
792
DELISTED
HUMANIGEN, INC.
HGEN
– –
-1,128,174
Closed -$2M
ENTFW
793
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
– –
-16,762
Closed -$3K
SDAC
794
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
– –
-100,000
Closed -$981K
ISEE
795
CALL
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-25,000
Closed -$30K
MEKA
796
DELISTED
MELI Kaszek Pioneer Corp Class A Ordinary Shares
MEKA
– –
-28,174
Closed -$279K
MNTV
797
CALL
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-41,900
Closed -$1K
MNTV
798
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-142
Closed -$1K
HORIU
799
DELISTED
Emerging Markets Horizon Corp. Unit
HORIU
– –
-25,061
Closed -$249K
GET
800
DELISTED
Getnet Adquirencia e Servicos para Meios de Pagamento S.A. American Depositary Shares
GET
– –
-79,932
Closed -$129K
30 31
32
33 34

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.