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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADEX.WS
776
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
– –
-38,937
Closed -$26K
CZOO
777
DELISTED
Cazoo Group Ltd
CZOO
– –
-8
Closed -$90K
CZOO
778
PUT
DELISTED
Cazoo Group Ltd
CZOO
– –
-44
Closed -$567K
CCVI
779
DELISTED
Churchill Capital Corp VI
CCVI
– –
-3,494,970
Closed -$34.2M
APGB
780
DELISTED
Apollo Strategic Growth Capital II
APGB
– –
-31,949
Closed -$312K
VMW
781
DELISTED
VMware, Inc
VMW
– –
-98,300
Closed -$11.4M
VMW
782
PUT
DELISTED
VMware, Inc
VMW
– –
-98,300
Closed -$698K
ROSEW
783
DELISTED
Rose Hill Acquisition Corporation Warrant
ROSEW
– –
-15,000
Closed -$7K
AAC.U
784
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-400,000
Closed -$3.97M
ANZUU
785
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
– –
-400,000
Closed -$3.98M
NSTD.U
786
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
– –
-300,000
Closed -$2.97M
APGNW
787
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
– –
-61,559
Closed -$25K
APPH
788
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-56,300
Closed -$1K
APPH
789
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-391,943
Closed -$1.52M
VRAY
790
CALL
DELISTED
ViewRay, Inc.
VRAY
– –
-600,400
Closed -$630K
GRNAW
791
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
– –
-52,931
Closed -$64K
SDACU
792
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
– –
-100,000
Closed -$1M
BGRY
793
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
– –
-22,761
Closed -$125K
BTMDW
794
DELISTED
Biote Corp. Warrant
BTMDW
– –
-37,437
Closed -$27K
CORS
795
DELISTED
Corsair Partnering Corporation
CORS
– –
-220,496
Closed -$2.15M
HCNE
796
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
– –
-441,204
Closed -$4.28M
RXDX
797
CALL
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
– –
-30,000
Closed -$209K
AVACW
798
DELISTED
Avalon Acquisition Inc. Warrant
AVACW
– –
-25,000
Closed -$10K
PNTM.U
799
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
– –
-400,000
Closed -$4.03M
HZON
800
DELISTED
Horizon Acquisition Corporation II
HZON
– –
-42,032
Closed -$413K
30 31
32
33 34

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Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.