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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNTL icon
776
Zentalis Pharmaceuticals
ZNTL
$297M
– –
-6,369
Closed -$424K
ZNTL icon
777
PUT
Zentalis Pharmaceuticals
ZNTL
$297M
– –
-300
Closed -$1K
FFAI
778
CALL
Faraday Future Intelligent Electric
FFAI
$11.2M
– –
0
– -$4K
PROCW
779
DELISTED
Procaps Group, S.A. Warrants
PROCW
– –
-20,000
Closed -$22K
HYZN
780
CALL
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
– –
-6,656
Closed -$16K
HYZN
781
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
– –
-1,784
Closed -$619K
HYZN
782
PUT
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
– –
-1,516
Closed -$246K
TLIS
783
CALL
DELISTED
Talis Biomedical Corporation Common Stock
TLIS
– –
-9,833
Closed -$199K
MACAW
784
DELISTED
Moringa Acquisition Corp Warrant
MACAW
– –
-10,000
Closed -$6K
AACIU
785
DELISTED
Armada Acquisition Corp. I Unit
AACIU
– –
-79,783
Closed -$791K
PRST
786
DELISTED
Presto Technologies, Inc. Common Stock
PRST
– –
-280,000
Closed -$2.8M
MAQCW
787
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
– –
-92,109
Closed -$51K
DCPH
788
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-15,000
Closed -$30K
DCPH
789
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-1,292
Closed -$44K
DCPH
790
PUT
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-15,000
Closed -$40K
LICY
791
DELISTED
Li-Cycle Holdings Corp.
LICY
– –
-9,688
Closed -$907K
BREZW
792
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
– –
-20,000
Closed -$10K
CONX
793
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-42,456
Closed -$416K
AEON.WS
794
DELISTED
AEON Biopharma Inc
AEON.WS
– –
-20,782
Closed -$12K
VIEW
795
CALL
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-1,290
Closed -$8K
VIEW
796
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-199
Closed -$65K
MVLAW
797
DELISTED
Movella Holdings Inc. Warrant
MVLAW
– –
-56,175
Closed -$53K
FAZEW
798
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
– –
-39,470
Closed -$30K
GOEV
799
CALL
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-127
Closed -$4K
LMDXW
800
DELISTED
LumiraDx Limited Warrant
LMDXW
– –
-30,000
Closed -$35K
30 31
32
33 34

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
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FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.