CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+5.03%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$1.05B
AUM Growth
+$31.7M
Cap. Flow
-$126M
Cap. Flow %
-12.04%
Top 10 Hldgs %
50%
Holding
798
New
223
Increased
214
Reduced
73
Closed
121

Top Buys

1
IMCR icon
Immunocore
IMCR
$47.5M
2
ARKK icon
ARK Innovation ETF
ARKK
$35.2M
3
RNA icon
Avidity Biosciences
RNA
$24.9M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$20.8M
5
PLTK icon
Playtika
PLTK
$9.16M

Top Sells

1
RLMD icon
Relmada Therapeutics
RLMD
$31.5M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
$11M
5
ADER
26 Capital Acquisition Corp. Class A Common Stock
ADER
$9.81M

Sector Composition

1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACII
751
DELISTED
Atlas Crest Investment Corp. II
ACII
– –
-100,000
Closed -$981K
TSIBW
752
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
– –
-38,420
Closed -$5K
TSIB
753
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
– –
-190,000
Closed -$1.86M
SBII
754
DELISTED
Sandbridge X2 Corp.
SBII
– –
-13,510
Closed -$132K
FLACW
755
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
– –
-124,551
Closed -$10K
TEN
756
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
0
– –
CRHC.WS
757
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
– –
-238,287
Closed -$102K
NOAC
758
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
– –
-200,000
Closed -$1.98M
NOACW
759
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
– –
-17,467
Closed -$1K
MIT.WS
760
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
– –
-33,947
Closed -$5K
REEAW
761
DELISTED
REE Automotive Ltd. Warrant
REEAW
– –
-130,200
Closed -$24K
RCHGW
762
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
– –
-57,528
Closed -$4K
HIGA.WS
763
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
– –
-20,499
Closed -$2K
NMMCW
764
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
– –
-82,200
Closed -$25K
VYGG.WS
765
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
– –
-1,067,769
Closed -$246K
CRU.WS
766
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
– –
-188,451
Closed -$19K
IMPX.WS
767
DELISTED
AEA-Bridges Impact Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IMPX.WS
– –
-1,347,558
Closed -$512K
VTAQR
768
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
– –
-107,200
Closed -$11K
IPOD.WS
769
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
– –
-19,022
Closed -$9K
IPOF.WS
770
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-20,500
Closed -$10K
KCAC.WS
771
DELISTED
Kensington Capital Acquisition Corp. IV Class 1 redeemable warrants, each exercisable for one Class A ordinary share at an exercise price of $11.50
KCAC.WS
– –
-67,464
Closed -$20K
ETACW
772
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
– –
-50,000
Closed -$7K
WARR.WS
773
DELISTED
Warrior Technologies Acquisition Company Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
WARR.WS
– –
-33,487
Closed -$2K
ATHX
774
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-930
Closed -$6K
BKEP
775
DELISTED
Blueknight Energy Partners L.P.
BKEP
– –
-550,000
Closed -$2.49M
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