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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTWO icon
751
PUT
Take-Two Interactive
TTWO
$46.8B
– –
-62,500
Closed -$1.12M
VYX icon
752
CALL
NCR Voyix
VYX
$1.12B
– –
-442,871
Closed -$858K
VYX icon
753
PUT
NCR Voyix
VYX
$1.12B
– –
-326,000
Closed -$507K
WES icon
754
Western Midstream Partners
WES
$20B
– –
-46,300
Closed -$1.13M
WFC icon
755
CALL
Wells Fargo
WFC
$265B
– –
-50,800
Closed -$63K
WFC icon
756
PUT
Wells Fargo
WFC
$265B
– –
-30,000
Closed -$197K
WOW
757
DELISTED
WideOpenWest
WOW
– –
-25,000
Closed -$455K
WOW
758
PUT
DELISTED
WideOpenWest
WOW
– –
-28,500
Closed -$79K
XLE icon
759
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-205,600
Closed -$19K
XLE icon
760
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-35,802
Closed -$1.28M
XLE icon
761
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-109,600
Closed -$497K
XLV icon
762
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$44B
– –
-12,500
Closed -$18K
XLV icon
763
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$44B
– –
-12,500
Closed -$12K
ZYME icon
764
Zymeworks
ZYME
$1.72B
– –
-1,500,000
Closed -$7.95M
TVGNW icon
765
Tevogen Inc. Warrant
TVGNW
$933K
– –
-12,000
Closed -$2K
DJT icon
766
Trump Media & Technology Group
DJT
$2.48B
– –
-20,590
Closed -$497K
TE
767
T1 Energy
TE
$1.53B
– –
-23,865
Closed -$163K
CMBT
768
CMB.TECH NV
CMBT
$4.72B
– –
-24,880
Closed -$297K
EXEEL
769
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
– –
-4,750
Closed -$248K
SST.WS
770
DELISTED
System1, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SST.WS
– –
-26,430
Closed -$21K
SNAX
771
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– –
-13,666
Closed -$181K
PLMJW
772
DELISTED
Plum Acquisition Corp. III Warrant
PLMJW
– –
-30,767
Closed -$3K
RRAC.WS
773
DELISTED
Rigel Resource Acquisition Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RRAC.WS
– –
-23,850
Closed -$5K
JWSM
774
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-50,000
Closed -$492K
AAGR
775
DELISTED
African Agriculture Holdings Inc
AAGR
– –
-98,567
Closed -$700K
29 30
31
32 33

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.