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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TE
751
T1 Energy
TE
$1.53B
– –
-19,933
Closed -$223K
TE
752
PUT
T1 Energy
TE
$1.53B
– –
-1,100
Closed -$2K
SDST
753
Stardust Power Inc
SDST
$7.41M
– –
-25,000
Closed -$2.43M
EXEEW
754
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
– –
-20,329
Closed -$804K
EXEEZ
755
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
– –
-22,683
Closed -$804K
TBCH
756
CALL
Turtle Beach Corp
TBCH
$253M
– –
-192,700
Closed -$15K
TBCH
757
Turtle Beach Corp
TBCH
$253M
– –
-30,000
Closed -$668K
SPWRW
758
SunPower Inc Warrants
SPWRW
$1.34M
– –
-35,000
Closed -$20K
ML.WS
759
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
– –
-13,634
Closed -$8K
MTTR
760
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-24,800
Closed -$512K
MTTR
761
PUT
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-24,800
Closed -$129K
MCAGR
762
DELISTED
Mountain Crest Acquisition Corp. V Right
MCAGR
– –
-50,000
Closed -$18K
PLMIU
763
DELISTED
Plum Acquisition Corp. I Units
PLMIU
– –
-300,000
Closed -$2.93M
LSXMK
764
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-7,856
Closed -$309K
GPACU
765
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
– –
-15,000
Closed -$148K
SWSS
766
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
– –
-45,972
Closed -$224K
LIBY
767
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
– –
-13,817
Closed -$137K
CBAY
768
CALL
DELISTED
Cymabay Therapeutics
CBAY
– –
-64,600
Closed -$2K
CBAY
769
DELISTED
Cymabay Therapeutics
CBAY
– –
-65,600
Closed -$222K
CBAY
770
PUT
DELISTED
Cymabay Therapeutics
CBAY
– –
-75,000
Closed -$124K
ROSS
771
DELISTED
Ross Acquisition Corp II
ROSS
– –
-186,186
Closed -$1.82M
ACAH
772
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
– –
-74,551
Closed -$728K
NSTG
773
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-6,541
Closed -$276K
MRTX
774
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-22,200
Closed -$21K
MRTX
775
PUT
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-3,200
Closed -$143K
29 30
31
32 33

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Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.