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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$2.97B
AUM Growth
-$668M
Cap. Flow
+$51.1M
Cap. Flow %
1.72%
Top 10 Hldgs %
63.58%
Holding
795
New
186
Increased
196
Reduced
157
Closed
179

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$120M
2
LLY icon
Eli Lilly
LLY
+$117M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$70.3M
4
AMZN icon
Amazon
AMZN
+$16.6M
5
PLTR icon
Palantir
PLTR
+$16.1M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$239M
2
RNAM
Avidity Biosciences
RNAM
+$210M
3
AAPL icon
Apple
AAPL
+$183M
4
AMD icon
Advanced Micro Devices
AMD
+$98.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$91.7M

Sector Composition

Rank Sector Weight
1 Technology 35.38%
2 Financials 18.17%
3 Healthcare 16.24%
4 Consumer Discretionary 10.31%
5 Communication Services 9.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNAG
726
DELISTED
99 Acquisition Group Inc
NNAG
– –
-441,671
Closed -$4.64M
NNAGW
727
DELISTED
99 Acquisition Group Inc Warrant
NNAGW
– –
-1,473,220
Closed -$48.6K
SOAR.WS
728
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
– –
-338,945
Closed -$4.91K
VLD.WS
729
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
– –
-183,679
Closed -$2.57K
HIPO.WS
730
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
– –
-525,630
Closed -$8.52K
NBSTW
731
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
– –
-163,163
Closed -$10K
NBST
732
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
– –
-17,553
Closed -$192K
LSXMK
733
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-96,649
Closed -$1.78M
JTAIW
734
DELISTED
Jet.AI Inc. Warrant
JTAIW
– –
-300,701
Closed -$18.8K
TCOA
735
DELISTED
Zalatoris Acquisition Corp.
TCOA
– –
-391,230
Closed -$4.33M
TCOA.WS
736
DELISTED
Zalatoris Acquisition Corp. Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
TCOA.WS
– –
-316,387
Closed -$7.59K
IRAAW
737
DELISTED
Iris Acquisition Corp Warrant
IRAAW
– –
-50,000
Closed -$2K
DNA.WS
738
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
– –
-2,663,614
Closed -$75.1K
CLOER
739
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
– –
-101,061
Closed -$22.4K
CNDA.WS
740
DELISTED
Concord Acquisition Corp II Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CNDA.WS
– –
-897,138
Closed -$98.7K
NUVOW
741
DELISTED
Holdco Nuvo Group D.G Ltd. Warrants
NUVOW
– –
-149,636
Closed -$3.19K
LCW.WS
742
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
– –
-34,800
Closed -$5.22K
MRDB.WS
743
DELISTED
MariaDB plc Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50 per share
MRDB.WS
– –
-1,534,738
Closed -$230K
MRDB
744
DELISTED
MariaDB plc
MRDB
– –
-316,822
Closed -$169K
SLAMW
745
DELISTED
Slam Corp. warrant
SLAMW
– –
-250,000
Closed -$62.2K
SLAM
746
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
– –
-892,899
Closed -$9.94M
LLAP.WS
747
DELISTED
Terran Orbital Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
LLAP.WS
– –
-91,900
Closed -$11K
CVII
748
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– –
-139,344
Closed -$1.5M
CVIIW
749
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
– –
-245,753
Closed -$86K
FEXDW
750
DELISTED
Fintech Ecosystem Development Corp. Warrant
FEXDW
– –
-182,580
Closed -$3.65K
28 29
30
31 32

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Cowen and Company's Q3 2024 Portfolio in Review

As of Q3 2024, Cowen and Company held 795 positions worth $2.97B, down 18% from $3.64B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Cowen and Company's Q3 2024 filing shows 186 new, 196 increased, 157 reduced and 179 closed positions. Its largest new stake was Eli Lilly: 130,399 shares worth $116M. The largest sale was Meta Platforms (Facebook), an estimated $239M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 34% a quarter earlier, followed by Financials and Healthcare.

  • Cowen and Company's largest Q3 2024 buy was Eli Lilly: 130,399 shares worth $116M.
  • Cowen and Company added most to Microsoft in Q3 2024, an estimated $120M increase.
  • Cowen and Company's biggest Q3 2024 reduction was Meta Platforms (Facebook), cutting an estimated $239M.
  • Cowen and Company fully exited Avidity Biosciences in Q3 2024, selling an estimated $210M.
  • Cowen and Company's ten largest holdings make up 64% of its $2.97B portfolio in Q3 2024.
  • Cowen and Company opened 186 new positions and closed 179 in Q3 2024.
  • Cowen and Company's portfolio value fell 18% quarter-over-quarter to $2.97B.

Based on Cowen and Company's 13F filing for Q3 2024, filed 12 Nov 2024.