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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.06%
5 Year Est. Return
+670.57%
10 Year Est. Return
–
AUM
$2.97B
AUM Growth
-$668M
Cap. Flow
+$51.1M
Cap. Flow %
1.72%
Top 10 Hldgs %
63.58%
Holding
795
New
186
Increased
196
Reduced
157
Closed
179

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$120M
2
LLY icon
Eli Lilly
LLY
+$117M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$70.3M
4
AMZN icon
Amazon
AMZN
+$16.6M
5
PLTR icon
Palantir
PLTR
+$16.1M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$239M
2
RNAM
Avidity Biosciences
RNAM
+$210M
3
AAPL icon
Apple
AAPL
+$183M
4
AMD icon
Advanced Micro Devices
AMD
+$98.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$91.7M

Sector Composition

Rank Sector Weight
1 Technology 35.38%
2 Financials 18.17%
3 Healthcare 16.24%
4 Consumer Discretionary 10.31%
5 Communication Services 9.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNAM
676
DELISTED
Avidity Biosciences
RNAM
– –
-5,129,103
Closed -$210M
SMPL icon
677
CALL
Simply Good Foods
SMPL
$904M
– –
-36,600
Closed -$10.1K
SRI icon
678
Stoneridge
SRI
$209M
– –
-140,000
Closed -$2.23M
SRPT icon
679
CALL
Sarepta Therapeutics
SRPT
$1.66B
– –
-17,600
Closed -$437K
SRPT icon
680
PUT
Sarepta Therapeutics
SRPT
$1.66B
– –
-6,900
Closed -$30.4K
STWD icon
681
PUT
Starwood Property Trust
STWD
$6.12B
– –
-75,100
Closed -$7.51K
WBA
682
CALL
DELISTED
Walgreens Boots Alliance
WBA
– –
-100,000
Closed -$1.5K
WBA
683
DELISTED
Walgreens Boots Alliance
WBA
– –
-141
Closed -$1.71K
WULF icon
684
TeraWulf
WULF
$9.15B
– –
-20,000
Closed -$89K
XLK icon
685
CALL
State Street Technology Select Sector SPDR ETF
XLK
$115B
– –
-50,000
Closed -$155K
XLP icon
686
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
– –
-50,000
Closed -$44.8K
Z icon
687
CALL
Zillow
Z
$7.04B
– –
-30,000
Closed -$13.5K
GTM
688
ZoomInfo Technologies
GTM
$861M
– –
-35,000
Closed -$366K
ATCH icon
689
AtlasClear
ATCH
$26.5M
– –
-333
Closed -$20.8K
CRMLW icon
690
Critical Metals Corp Warrants
CRMLW
$13M
– –
-25,000
Closed -$7.63K
GPATU
691
GP-Act III Acquisition Corp Units
GPATU
– –
-1,185,400
Closed -$11.9M
OKLO
692
Oklo
OKLO
$7B
– –
-105,000
Closed -$889K
RFAIU
693
RF Acquisition Corp II Unit
RFAIU
– –
-716,396
Closed -$7.21M
CHEB.U
694
DELISTED
Chenghe Acquisition II Co. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
CHEB.U
– –
-400,200
Closed -$4.01M
ALFUU
695
Centurion Acquisition Corp Unit
ALFUU
– –
-1,635,000
Closed -$16.3M
CUBWU
696
Lionheart Holdings Unit
CUBWU
– –
-835,000
Closed -$8.34M
FSHPU
697
Flag Ship Acquisition Corp Unit
FSHPU
– –
-328,895
Closed -$3.29M
MACIU
698
Melar Acquisition Corp I Unit
MACIU
– –
-250,000
Closed -$2.5M
GRAF.U
699
Graf Global Corp Units
GRAF.U
– –
-575,000
Closed -$5.75M
CTOR
700
Citius Oncology
CTOR
$52.3M
– –
-627,176
Closed -$7.12M
26 27
28
29 30

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2024 Portfolio in Review

As of Q3 2024, Cowen and Company held 795 positions worth $2.97B, down 18% from $3.64B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Cowen and Company's Q3 2024 filing shows 186 new, 196 increased, 157 reduced and 179 closed positions. Its largest new stake was Eli Lilly: 130,399 shares worth $116M. The largest sale was Meta Platforms (Facebook), an estimated $239M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 34% a quarter earlier, followed by Financials and Healthcare.

  • Cowen and Company's largest Q3 2024 buy was Eli Lilly: 130,399 shares worth $116M.
  • Cowen and Company added most to Microsoft in Q3 2024, an estimated $120M increase.
  • Cowen and Company's biggest Q3 2024 reduction was Meta Platforms (Facebook), cutting an estimated $239M.
  • Cowen and Company fully exited Avidity Biosciences in Q3 2024, selling an estimated $210M.
  • Cowen and Company's ten largest holdings make up 64% of its $2.97B portfolio in Q3 2024.
  • Cowen and Company opened 186 new positions and closed 179 in Q3 2024.
  • Cowen and Company's portfolio value fell 18% quarter-over-quarter to $2.97B.

Based on Cowen and Company's 13F filing for Q3 2024, filed 12 Nov 2024.