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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCRN
676
DELISTED
Cross Country Healthcare
CCRN
– –
-30,000
Closed -$9K
CDIOW icon
677
Cardio Diagnostics Holdings Inc Warrant
CDIOW
$908K
– –
-25,000
Closed -$5K
CLDI icon
678
Calidi Biotherapeutics
CLDI
$4.03M
– –
-47
Closed -$893K
COLB icon
679
Columbia Banking Systems
COLB
$9B
– –
-11,916
Closed -$344K
COR icon
680
Cencora
COR
$63B
– –
-1,489
Closed -$202K
CRM icon
681
Salesforce
CRM
$161B
– –
-25,000
Closed -$30K
CRNC icon
682
Cerence
CRNC
$386M
– –
-10,000
Closed -$1K
DGX icon
683
Quest Diagnostics
DGX
$26.3B
– –
-1,659
Closed -$204K
DHT icon
684
DHT Holdings
DHT
$2.93B
– –
-11,000
Closed -$83K
EMB icon
685
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-7,410
Closed -$588K
ENTG icon
686
Entegris
ENTG
$22.8B
– –
-229,700
Closed -$1.93M
EWZ icon
687
iShares MSCI Brazil ETF
EWZ
$8.58B
– –
-38,400
Closed -$97K
FIP icon
688
FTAI Infrastructure
FIP
$515M
– –
-906,949
Closed -$2.18M
FTAI icon
689
FTAI Aviation
FTAI
$22.6B
– –
-1,874,508
Closed -$28.1M
FXI icon
690
iShares China Large-Cap ETF
FXI
$4.25B
– –
-75,000
Closed -$5K
GDS icon
691
GDS Holdings
GDS
$6.55B
– –
-14,600
Closed -$223K
GOOGL icon
692
Alphabet (Google) Class A
GOOGL
$4.21T
– –
-10,300
Closed -$985K
HOLO icon
693
MicroCloud Hologram
HOLO
$38.5M
– –
-1
Closed -$22K
HOLOW icon
694
MicroCloud Hologram Inc Warrant
HOLOW
$2.68M
– –
-60,078
Closed -$4K
HOLX
695
DELISTED
Hologic
HOLX
– –
-3,528
Closed -$228K
HYG icon
696
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-726,608
Closed -$20.8M
ICUCW
697
SeaStar Medical Holding Corp Warrant
ICUCW
$319K
– –
-92,700
Closed -$7K
JPM icon
698
JPMorgan Chase
JPM
$964B
– –
-5,775
Closed -$603K
LAZR
699
DELISTED
Luminar Technologies
LAZR
– –
-66,667
Closed -$345K
LQD icon
700
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
– –
-10,000
Closed -$1.02M
26 27
28
29 30

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.