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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNA icon
676
CALL
Ginkgo Bioworks
DNA
$506M
– –
-3,365
Closed -$6K
DNA icon
677
PUT
Ginkgo Bioworks
DNA
$506M
– –
-308
Closed -$11K
FE icon
678
CALL
FirstEnergy
FE
$27.1B
– –
-100,000
Closed -$18K
FE icon
679
FirstEnergy
FE
$27.1B
– –
-12,537
Closed -$481K
FIS icon
680
CALL
Fidelity National Information Services
FIS
$22.1B
– –
-50,000
Closed -$11K
FITB
681
CALL
Fifth Third Bancorp
FITB
$52.2B
– –
-101,000
Closed -$76K
FOXO
682
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
– –
-1,256
Closed -$2.5M
FUBO icon
683
CALL
FuboTV Inc
FUBO
$293M
– –
-12,500
Closed -$7K
FXI icon
684
CALL
iShares China Large-Cap ETF
FXI
$4.25B
– –
-282,500
Closed -$913K
GDS icon
685
CALL
GDS Holdings
GDS
$6.54B
– –
-14,600
Closed -$53K
GDX icon
686
VanEck Gold Miners ETF
GDX
$27.5B
– –
-14,179
Closed -$388K
GDX icon
687
PUT
VanEck Gold Miners ETF
GDX
$27.5B
– –
-25,000
Closed -$73K
GEVO icon
688
CALL
Gevo
GEVO
$403M
– –
-81,100
Closed -$6K
HAL icon
689
PUT
Halliburton
HAL
$28.2B
– –
-32,200
Closed -$43K
HBM icon
690
Hudbay
HBM
$12.3B
– –
-100,000
Closed -$408K
BRSL
691
Brightstar Lottery PLC
BRSL
$2.07B
– –
-31,532
Closed -$585K
KRE icon
692
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
– –
-75,000
Closed -$523K
KSS icon
693
Kohl's
KSS
$2.1B
– –
-15,131
Closed -$540K
KSS icon
694
PUT
Kohl's
KSS
$2.1B
– –
-17,400
Closed -$216K
LAZR
695
CALL
DELISTED
Luminar Technologies
LAZR
– –
-42,913
Closed -$86K
LAZR
696
PUT
DELISTED
Luminar Technologies
LAZR
– –
-40,753
Closed -$681K
LCID icon
697
Lucid Motors
LCID
$2.64B
– –
-3,280
Closed -$563K
LCID icon
698
PUT
Lucid Motors
LCID
$2.64B
– –
-510
Closed -$154K
LMND icon
699
Lemonade
LMND
$4.09B
– –
-150,000
Closed -$2.74M
LVS icon
700
CALL
Las Vegas Sands
LVS
$29.6B
– –
-25,000
Closed -$101K
26 27
28
29 30

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.