CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+5.03%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$1.05B
AUM Growth
+$31.7M
Cap. Flow
-$126M
Cap. Flow %
-12.04%
Top 10 Hldgs %
50%
Holding
798
New
223
Increased
214
Reduced
73
Closed
121

Top Buys

1
IMCR icon
Immunocore
IMCR
$47.5M
2
ARKK icon
ARK Innovation ETF
ARKK
$35.2M
3
RNA icon
Avidity Biosciences
RNA
$24.9M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$20.8M
5
PLTK icon
Playtika
PLTK
$9.16M

Top Sells

1
RLMD icon
Relmada Therapeutics
RLMD
$31.5M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
$11M
5
ADER
26 Capital Acquisition Corp. Class A Common Stock
ADER
$9.81M

Sector Composition

1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RKTA.WS
626
DELISTED
Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RKTA.WS
$1K ﹤0.01%
+11,625
New +$1K
ATA.WS
627
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$1K ﹤0.01%
20,265
– –
BSKYW
628
DELISTED
Big Sky Growth Partners, Inc. Warrant
BSKYW
$1K ﹤0.01%
+13,015
New +$1K
ZWRKW
629
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$1K ﹤0.01%
+22,433
New +$1K
NDACW
630
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$1K ﹤0.01%
+10,000
New +$1K
EQHA.WS
631
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$1K ﹤0.01%
+15,418
New +$1K
EPWR.WS
632
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$1K ﹤0.01%
+25,000
New +$1K
CHAA.WS
633
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$1K ﹤0.01%
+15,198
New +$1K
AMPI.WS
634
DELISTED
Advanced Merger Partners, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
AMPI.WS
$1K ﹤0.01%
+14,583
New +$1K
CLIM.WS
635
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
$1K ﹤0.01%
+17,500
New +$1K
SRSAW
636
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
$1K ﹤0.01%
56,786
– –
ADRT.WS
637
DELISTED
Ault Disruptive Technologies Corporation Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
ADRT.WS
$1K ﹤0.01%
14,500
– –
AUS.WS
638
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$1K ﹤0.01%
+12,500
New +$1K
DSAC
639
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-139,006
Closed -$1.38M
MILE
640
DELISTED
Metromile, Inc. Common Stock
MILE
– –
-22,651
Closed -$21K
MILEW
641
DELISTED
Metromile, Inc. Warrant
MILEW
– –
-259,596
Closed -$39K
GSAQ
642
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
– –
-44,999
Closed -$448K
GSAQW
643
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
– –
-125,000
Closed -$9K
PSTH
644
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-952,000
Closed -$19M
MIC
645
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-1,143,142
Closed -$4.47M
FRGE.WS
646
DELISTED
Forge Global Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock a
FRGE.WS
– –
-16,499
Closed -$1K
KACLU
647
DELISTED
Kairous Acquisition Corp. Limited Unit
KACLU
– –
-39,900
Closed -$400K
PICC
648
DELISTED
Pivotal Investment Corporation III
PICC
– –
-100,000
Closed -$981K
VG
649
DELISTED
Vonage Holdings Corporation
VG
– –
-29,900
Closed -$563K
ENV
650
DELISTED
ENVESTNET, INC.
ENV
– –
0
– –
24 25
26
27 28