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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.05B
AUM Growth
+$9.85M
Cap. Flow
+$95.1M
Cap. Flow %
9.1%
Top 10 Hldgs %
50%
Holding
874
New
223
Increased
214
Reduced
73
Closed
220

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$54.9M
2
IMCR icon
Immunocore
IMCR
+$48.2M
3
ARKK icon
ARK Innovation ETF
ARKK
+$41.6M
4
TWTR
Twitter, Inc.
TWTR
+$36.7M
5
RNAM
Avidity Biosciences
RNAM
+$29.2M

Top Sells

Rank Stock Value
1
RLMD icon
Relmada Therapeutics
RLMD
+$23.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$19M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.5M
4
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$12.1M
5
STOK icon
Stoke Therapeutics
STOK
+$11.8M

Sector Composition

Rank Sector Weight
1 Healthcare 34.11%
2 Financials 8.03%
3 Materials 6.97%
4 Technology 3.58%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RKTA.WS
626
DELISTED
Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RKTA.WS
$1K ﹤0.01%
+11,625
New +$1.12K
ATA.WS
627
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$1K ﹤0.01%
20,265
– –
BSKYW
628
DELISTED
Big Sky Growth Partners, Inc. Warrant
BSKYW
$1K ﹤0.01%
+13,015
New +$2.25K
ZWRKW
629
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$1K ﹤0.01%
+22,433
New +$2.24K
NDACW
630
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$1K ﹤0.01%
+10,000
New +$1.74K
EQHA.WS
631
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$1K ﹤0.01%
+15,418
New +$1.56K
EPWR.WS
632
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$1K ﹤0.01%
+25,000
New +$1.64K
CHAA.WS
633
DELISTED
Catcha Investment Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CHAA.WS
$1K ﹤0.01%
+15,198
New +$1.08K
AMPI.WS
634
DELISTED
Advanced Merger Partners Inc Warrants
AMPI.WS
$1K ﹤0.01%
+14,583
New +$2.25K
CLIM.WS
635
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
$1K ﹤0.01%
+17,500
New +$2.3K
SRSAW
636
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
$1K ﹤0.01%
56,786
– –
ADRT.WS
637
DELISTED
Ault Disruptive Technologies Corporation Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
ADRT.WS
$1K ﹤0.01%
14,500
– –
AUS.WS
638
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$1K ﹤0.01%
+12,500
New +$2.07K
AAL icon
639
PUT
American Airlines Group
AAL
$10.1B
– –
-94,700
Closed -$30K
AAPL icon
640
CALL
Apple
AAPL
$4.45T
– –
-17,500
Closed -$29K
AAPL icon
641
PUT
Apple
AAPL
$4.45T
– –
-35,000
Closed -$31K
ABCB icon
642
CALL
Ameris Bancorp
ABCB
$5.92B
– –
-25,600
Closed -$1K
ADP icon
643
PUT
Automatic Data Processing
ADP
$108B
– –
-37,700
Closed -$424K
AGIO icon
644
CALL
Agios Pharmaceuticals
AGIO
$1.95B
– –
-30,000
Closed -$14K
AGIO icon
645
Agios Pharmaceuticals
AGIO
$1.95B
– –
-27,132
Closed -$602K
AGIO icon
646
PUT
Agios Pharmaceuticals
AGIO
$1.95B
– –
-30,000
Closed -$718K
ALNY icon
647
CALL
Alnylam Pharmaceuticals
ALNY
$29.6B
– –
-2,500
Closed -$62K
ALNY icon
648
PUT
Alnylam Pharmaceuticals
ALNY
$29.6B
– –
-5,500
Closed -$141K
AMZN icon
649
CALL
Amazon
AMZN
$2.94T
– –
-142,500
Closed -$96K
AMZN icon
650
PUT
Amazon
AMZN
$2.94T
– –
-17,500
Closed -$63K
24 25
26
27 28

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FPCG
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BC
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Cowen and Company's Q3 2022 Portfolio in Review

As of Q3 2022, Cowen and Company held 874 positions worth $1.05B, up 0.95% from $1.04B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Cowen and Company deployed $95.1M of net new capital in Q3 2022, opening 223 new positions and adding to 214 existing holdings. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 29% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Relmada Therapeutics, an estimated $23.6M trimmed.

  • Cowen and Company's largest Q3 2022 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 726,608 shares worth $20.8M.
  • Cowen and Company added most to ARK Innovation ETF in Q3 2022, an estimated $41.6M increase.
  • Cowen and Company's biggest Q3 2022 reduction was Relmada Therapeutics, cutting an estimated $23.6M.
  • Cowen and Company fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $19M.
  • Cowen and Company's ten largest holdings make up 50% of its $1.05B portfolio in Q3 2022.
  • Cowen and Company opened 223 new positions and closed 220 in Q3 2022.
  • Cowen and Company's portfolio value rose 0.95% quarter-over-quarter to $1.05B.

Based on Cowen and Company's 13F filing for Q3 2022, filed 14 Nov 2022.