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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CP icon
626
CALL
Canadian Pacific Kansas City
CP
$80.8B
– –
-22,000
Closed -$79K
CP icon
627
PUT
Canadian Pacific Kansas City
CP
$80.8B
– –
-300
Closed -$2K
CRM icon
628
CALL
Salesforce
CRM
$162B
– –
-180,900
Closed -$191K
CRM icon
629
Salesforce
CRM
$162B
– –
-11,424
Closed -$2.9M
CSCO icon
630
Cisco
CSCO
$475B
– –
-25,275
Closed -$1.6M
CTLP
631
CALL
DELISTED
Cantaloupe
CTLP
– –
-100,000
Closed -$3K
CTRA
632
DELISTED
Coterra Energy
CTRA
– –
-31,158
Closed -$592K
CVX icon
633
Chevron
CVX
$386B
– –
-12,564
Closed -$1.47M
CXAIW icon
634
CXApp Inc Warrant
CXAIW
– –
-16,471
Closed -$8K
HELP
635
Cybin Inc
HELP
$625M
– –
-1,579
Closed -$72K
DIS icon
636
Walt Disney
DIS
$179B
– –
-9,793
Closed -$1.52M
DOW icon
637
Dow Inc
DOW
$22.6B
– –
-27,100
Closed -$1.54M
DXC icon
638
CALL
DXC Technology
DXC
$1.73B
– –
-37,500
Closed -$1K
DXJ icon
639
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
– –
-1,059
Closed -$66K
DXJ icon
640
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
– –
-12,100
Closed -$1K
EMR icon
641
Emerson Electric
EMR
$91.7B
– –
-13,323
Closed -$1.24M
EMR icon
642
PUT
Emerson Electric
EMR
$91.7B
– –
-13,200
Closed -$37K
ET icon
643
CALL
Energy Transfer Partners
ET
$71.6B
– –
-48,500
Closed -$18K
FCX icon
644
CALL
Freeport-McMoran
FCX
$96.4B
– –
-600,800
Closed -$1.95M
FCX icon
645
PUT
Freeport-McMoran
FCX
$96.4B
– –
-156,700
Closed -$464K
FITB
646
PUT
Fifth Third Bancorp
FITB
$52.2B
– –
-20,000
Closed -$1K
FIVN icon
647
CALL
FIVE9
FIVN
$2.44B
– –
-148,800
Closed -$219K
FOLD
648
DELISTED
Amicus Therapeutics
FOLD
– –
-41,582
Closed -$480K
FRGE
649
DELISTED
Forge Global Holdings
FRGE
– –
-4,954
Closed -$731K
FUN icon
650
CALL
Cedar Fair
FUN
$1.63B
– –
-16,900
Closed -$3K
24 25
26
27 28

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.