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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$1.01B
Cap. Flow
-$635M
Cap. Flow %
-57.59%
Top 10 Hldgs %
36.04%
Holding
915
New
342
Increased
119
Reduced
101
Closed
281

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$65.1M
2
CCVI
Churchill Capital Corp VI
CCVI
+$34.4M
3
PEGR
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
+$29.1M
4
ARKK icon
ARK Innovation ETF
ARKK
+$27.3M
5
AMD icon
Advanced Micro Devices
AMD
+$22.6M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$268M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$146M
4
LOW icon
Lowe's Companies
LOW
+$105M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$90.8M

Sector Composition

Rank Sector Weight
1 Financials 27.17%
2 Healthcare 26.29%
3 Technology 9.65%
4 Industrials 7.84%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWCH
601
PUT
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$6K ﹤0.01%
111,000
-100,000
-47% -$2.61M
TLMDW
602
DELISTED
SOC Telemed, Inc. Warrants
TLMDW
$5K ﹤0.01%
+33,590
New +$9.28K
ANY icon
603
CALL
Sphere 3D
ANY
$16M
$4K ﹤0.01%
177
– –
VISN
604
CALL
Vistance Networks Inc
VISN
$2.68B
$4K ﹤0.01%
+50,000
New +$548K
PFE icon
605
PUT
Pfizer
PFE
$154B
$4K ﹤0.01%
+106,300
New +$5.27M
AAL icon
606
American Airlines Group
AAL
$10.1B
$3K ﹤0.01%
146
-1,106
-88% -$21.2K
CTLP
607
CALL
DELISTED
Cantaloupe
CTLP
$3K ﹤0.01%
100,000
-40,000
-29% -$398K
FUN icon
608
CALL
Cedar Fair
FUN
$1.63B
$3K ﹤0.01%
16,900
-59,200
-78% -$2.83M
INSM icon
609
CALL
Insmed
INSM
$28.9B
$3K ﹤0.01%
+8,900
New +$254K
SPGI icon
610
PUT
S&P Global
SPGI
$122B
$3K ﹤0.01%
11,600
+1,600
+16% +$732K
AAL icon
611
PUT
American Airlines Group
AAL
$10.1B
$2K ﹤0.01%
121,400
– –
AMRN
612
CALL
Amarin Corp
AMRN
$301M
$2K ﹤0.01%
2,100
-1,400
-40% -$116K
CP icon
613
PUT
Canadian Pacific Kansas City
CP
$80.5B
$2K ﹤0.01%
+300
New +$21.9K
LYV icon
614
PUT
Live Nation Entertainment
LYV
$43.2B
$2K ﹤0.01%
10,000
-31,000
-76% -$3.34M
WKHS icon
615
CALL
Workhorse Group
WKHS
$34.5M
$2K ﹤0.01%
83
-60
-42% -$1.09M
TE
616
PUT
T1 Energy
TE
$1.54B
$2K ﹤0.01%
+1,100
New +$11.9K
CBAY
617
CALL
DELISTED
Cymabay Therapeutics
CBAY
$2K ﹤0.01%
64,600
-2,700
-4% -$10.3K
DIDI
618
CALL
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$2K ﹤0.01%
+85,000
New +$645K
NUAN
619
PUT
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
5,100
-109,600
-96% -$6.04M
ANF icon
620
CALL
Abercrombie & Fitch
ANF
$5.28B
$1K ﹤0.01%
+21,600
New +$844K
ANF icon
621
Abercrombie & Fitch
ANF
$5.28B
$1K ﹤0.01%
+34
New +$1.33K
DXC icon
622
CALL
DXC Technology
DXC
$1.74B
$1K ﹤0.01%
+37,500
New +$1.22M
DXJ icon
623
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.45B
$1K ﹤0.01%
12,100
– –
FITB
624
PUT
Fifth Third Bancorp
FITB
$51.8B
$1K ﹤0.01%
20,000
– –
IONS icon
625
CALL
Ionis Pharmaceuticals
IONS
$9.38B
$1K ﹤0.01%
10,000
-4,700
-32% -$148K
23 24
25
26 27

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2021 Portfolio in Review

As of Q4 2021, Cowen and Company held 915 positions worth $1.1B, down 48% from $2.11B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cowen and Company withdrew a net $635M in Q4 2021, closing 281 positions and reducing 101 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $268M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 5.5% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen and Company opened a new position in Churchill Capital Corp VI worth $34.2M.

  • Cowen and Company's largest Q4 2021 buy was Churchill Capital Corp VI: 3,494,970 shares worth $34.2M.
  • Cowen and Company added most to Social Capital Hedosophia Holdings Corp. VI in Q4 2021, an estimated $65.1M increase.
  • Cowen and Company's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $146M.
  • Cowen and Company fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q4 2021, selling an estimated $268M.
  • Cowen and Company's ten largest holdings make up 36% of its $1.1B portfolio in Q4 2021.
  • Cowen and Company opened 342 new positions and closed 281 in Q4 2021.
  • Cowen and Company's portfolio value fell 48% quarter-over-quarter to $1.1B.

Based on Cowen and Company's 13F filing for Q4 2021, filed 14 Feb 2022.