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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRSN
601
PUT
DELISTED
Mersana Therapeutics
MRSN
– –
-340
Closed -$23K
NEM icon
602
CALL
Newmont
NEM
$123B
– –
-9,200
Closed -$47K
NEM icon
603
Newmont
NEM
$123B
– –
-29,264
Closed -$1.75M
NEM icon
604
PUT
Newmont
NEM
$123B
– –
-74,400
Closed -$31K
NKTR icon
605
Nektar Therapeutics
NKTR
$2.52B
– –
-1,566
Closed -$487K
NMR icon
606
Nomura Holdings
NMR
$28.6B
– –
-350,900
Closed -$1.87M
NRG icon
607
NRG Energy
NRG
$25.3B
– –
-8,632
Closed -$324K
NRG icon
608
PUT
NRG Energy
NRG
$25.3B
– –
-12,000
Closed -$3K
ORGNW
609
DELISTED
Origin Materials Inc Warrants
ORGNW
– –
-19,400
Closed -$43K
OXY icon
610
Occidental Petroleum
OXY
$59B
– –
-17,230
Closed -$431K
PBR icon
611
CALL
Petrobras
PBR
$115B
– –
-196,300
Closed -$255K
PLTR icon
612
Palantir
PLTR
$421B
– –
-230,900
Closed -$5.44M
PLTR icon
613
PUT
Palantir
PLTR
$421B
– –
-230,900
Closed -$1.72M
PTON icon
614
CALL
Peloton Interactive
PTON
$2.47B
– –
-86,100
Closed -$8.98M
HTT
615
High Templar Tech Ltd
HTT
$390M
– –
-151,470
Closed -$209K
HTT
616
PUT
High Templar Tech Ltd
HTT
$390M
– –
-304,800
Closed -$815K
QS icon
617
CALL
QuantumScape Corp
QS
$3.84B
– –
-25,300
Closed -$18K
QURE icon
618
uniQure
QURE
$3.11B
– –
-17,799
Closed -$643K
RARE icon
619
CALL
Ultragenyx Pharmaceutical
RARE
$2.62B
– –
-12,400
Closed -$61K
RARE icon
620
PUT
Ultragenyx Pharmaceutical
RARE
$2.62B
– –
-12,400
Closed -$80K
RF icon
621
CALL
Regions Financial
RF
$27B
– –
-30,000
Closed -$93K
RKLB icon
622
Rocket Lab Corp
RKLB
$49.6B
– –
-25,000
Closed -$253K
SEDG icon
623
CALL
SolarEdge
SEDG
$2.05B
– –
-19,200
Closed -$448K
SEDG icon
624
PUT
SolarEdge
SEDG
$2.05B
– –
-38,400
Closed -$159K
SGMO
625
CALL
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-20,000
Closed -$89K
23 24
25
26 27

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.