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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEXDW
576
DELISTED
Fintech Ecosystem Development Corp. Warrant
FEXDW
$1.72K ﹤0.01%
24,590
-36,800
-60% -$3.04K
NAACW
577
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$1.7K ﹤0.01%
+83,060
New +$1.28K
ECDAW
578
DELISTED
ECD Automotive Design Warrant
ECDAW
$1.6K ﹤0.01%
+100,000
New +$2.31K
TIOAW
579
DELISTED
Tio Tech A Warrants
TIOAW
$1.57K ﹤0.01%
+65,500
New +$2.4K
BWAQW
580
DELISTED
Blue World Acquisition Corporation Warrant
BWAQW
$1.57K ﹤0.01%
78,478
– –
JGGCW
581
DELISTED
Jaguar Global Growth Corporation I Warrant
JGGCW
$1.56K ﹤0.01%
+26,000
New +$1.88K
TRCA.WS
582
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
$1.54K ﹤0.01%
51,316
+466
+0.9% +$18
PRPL icon
583
PUT
Purple Innovation
PRPL
$31.6M
$1.52K ﹤0.01%
+828
New +$90.6K
GEEXW
584
DELISTED
Games & Esports Experience Acquisition Corp. Warrants
GEEXW
$1.46K ﹤0.01%
48,611
+100
+0.2% +$4
ALTUW
585
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$1.46K ﹤0.01%
25,000
– –
BPACW
586
DELISTED
Bullpen Parlay Acquisition Company Warrant
BPACW
$1.41K ﹤0.01%
70,400
+4,900
+7% +$236
USCTW
587
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
$1.38K ﹤0.01%
63,370
-36,630
-37% -$1.07K
BOCNW
588
DELISTED
Blue Ocean Acquisition Corp Warrants
BOCNW
$1.35K ﹤0.01%
+17,980
New +$1.32K
ASCAW
589
DELISTED
A SPAC I Acquisition Corp. Warrant
ASCAW
$1.29K ﹤0.01%
128,926
-2,775
-2% -$65
HORIW
590
DELISTED
Emerging Markets Horizon Corp. Warrants
HORIW
$1.28K ﹤0.01%
197,371
+900
+0.5% +$41
UPH.WS
591
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$1.26K ﹤0.01%
+96,897
New +$4.32K
SKYAW
592
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
$1.25K ﹤0.01%
+41,766
New +$2.43K
BKLN icon
593
PUT
Invesco Senior Loan ETF
BKLN
$6.75B
$1.25K ﹤0.01%
+50,000
New +$1.04M
FOLD
594
PUT
DELISTED
Amicus Therapeutics
FOLD
$1.25K ﹤0.01%
+5,000
New +$56.3K
SPCMW
595
DELISTED
Sound Point Acquisition Corp I, Ltd Warrant
SPCMW
$1.25K ﹤0.01%
+25,000
New +$3.29K
FINMW
596
DELISTED
Marlin Technology Corporation Warrant
FINMW
$1.25K ﹤0.01%
780,781
-7,350
-0.9% -$146
BNAIW
597
Brand Engagement Network Warrant
BNAIW
$2.14M
$1.24K ﹤0.01%
123,696
+41,961
+51% +$2.24K
GETR.WS
598
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
$1.2K ﹤0.01%
26,358
-23,642
-47% -$2.79K
COOLW
599
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$1.11K ﹤0.01%
+37,048
New +$1.05K
CTAQW
600
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$1.1K ﹤0.01%
16,400
+1,400
+9% +$62
22 23
24
25 26

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.